Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa Kay CowdenEdward JonesWells Fargo Clearing Services, LLC06-17-2009
Brent David YekisaEdward JonesHD Vest Investment Services01-25-2010
Roddy Blake LovelessEdward JonesInfinex Investments, Inc.08-09-2010
Jerome Houston ArmstrongEdward JonesFifth Third Securities, Inc.$5008-27-2010
Jeffrey William OverbergEdward JonesLincoln Financial Distributors, Inc.11-01-2010
Benjamin C. HeadleeEdward JonesLPL Financial LLC06-10-2011
Ashley Benton FellersEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2011
Sarah Louise SelkeEdward JonesPNC Investments08-12-2011
Lynn Rocielle TramontanoEdward JonesPruco Securities, LLC.12-02-2011
Catherine J. DresbachEdward JonesThe Huntington Investment Company01-03-2012
Donald Edward AhlEdward JonesNew England Securities$1006-15-2012
Joseph Raymond FrostEdward JonesFifth Third Securities, Inc.07-20-2012
Robert Edward Meeker Jr.Edward JonesFifth Third Securities, Inc.$10007-27-2012
Alan Howard GrossmanEdward JonesPNC Investments$2509-28-2012
Richard Dean ErnestEdward JonesKey Investment Services LLC11-26-2012
Christopher Charles SlatteryEdward JonesNYLIFE Securities LLC11-26-2012
Jerrad Lee ShietsEdward JonesU.S. Bancorp Investments, Inc.12-07-2012
Kimberly Ann TuckerEdward JonesFifth Third Securities, Inc.11-08-2013
Harmony F. CampbellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2013
Steven Joseph RockwellEdward JonesThe Huntington Investment Company12-06-2013
Harold Everette Whitworth IIIEdward JonesInvesco Distributors, Inc.10-17-2014
Edward J. WaldropEdward JonesThe Huntington Investment Company11-14-2014
Jack Dale BaylissEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-21-2014
William Nathaniel JohnsonEdward JonesJ.P. Morgan Securities LLC01-29-2015
Brendan P. SheaEdward JonesCredit Suisse Securities (USA) LLC04-13-2015
Next Page »

Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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