Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Chad RaineyEdward JonesAllstate Financial Services, LLC04-28-2014
Lisa Diane SanchezEdward JonesAmerican Funds Distributors, Inc.11-18-2014
David Than Richburg Jr.Edward JonesAmeriprise Financial Services, Inc.$2506-01-2012
Colin WongEdward JonesAXA Advisors, LLC$2506-28-2019
Leonardo F ChangEdward JonesAXA Advisors, LLC08-04-2014
Christopher Barrett AndersonEdward JonesAXA Advisors, LLC$10002-28-2014
Ernest James MartinezEdward JonesBB&T Investment Services, Inc.12-22-2016
Mario G. Ayala Jr.Edward JonesBB&T Securities, LLC12-15-2017
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Trenton Kreg MarshEdward JonesBOK Financial Services, Inc.$5002-15-2013
Jaclyn E BellEdward JonesCapital Analysts07-12-2019
Wouter J. StokmanEdward JonesCapital One Investing, LLC07-21-2017
Russell George Baker Jr.Edward JonesCapital One Investing, LLC07-21-2017
Luis Alfredo HernandezEdward JonesCapital One Investing, LLC05-05-2017
Tammie Lynne PinckardEdward JonesChase Investment Services Corp.06-29-2011
Mark Anthony MageeEdward JonesChase Investment Services Corp.09-01-2009
John Jerald FridayEdward JonesChase Investment Services Corp.07-20-2009
Gary J Van BakelEdward JonesCitigroup Global Markets Inc.03-20-2009
Tamra Reneau KestersonEdward JonesColonial Brokerage, Inc.10-30-2009
Jennifer Josie WhiteheadEdward JonesCUNA Brokerage Services, Inc.09-30-2014
Eric M. TonesEdward JonesFidelity Brokerage Services LLC07-05-2019
Lawrence Alix Foster IIEdward JonesFidelity Brokerage Services LLC08-31-2018
Michael W. MackeyEdward JonesFidelity Brokerage Services LLC07-27-2018
Sergio Alberto OportoEdward JonesFidelity Brokerage Services LLC05-11-2015
Adalberto Santaella IIIEdward JonesFidelity Brokerage Services LLC$15005-20-2011
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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