Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stone Brett IreyEdward JonesWells Fargo Clearing Services, LLC$4403-09-2009
Gary J Van BakelEdward JonesCitigroup Global Markets Inc.$15003-20-2009
John Paul ParkerEdward JonesUBS Financial Services Inc.$5003-20-2009
Diana Garcia Van HornEdward JonesFirst Allied Securities, Inc.$2507-06-2009
John Jerald FridayEdward JonesChase Investment Services Corp.$2507-20-2009
Mark Anthony MageeEdward JonesChase Investment Services Corp.$5009-01-2009
Tamra Reneau KestersonEdward JonesColonial Brokerage, Inc.10-30-2009
Olin G ClotiauxEdward JonesWaddell & Reed01-04-2010
Christopher Michael VoorheeseEdward JonesInvestment Professionals, Inc.02-26-2010
Darwin Ray Pressley JrEdward JonesWells Fargo Investments, LLC04-12-2010
Alfonso Ariel HolguinEdward JonesWells Fargo Investments, LLC$2505-10-2010
Michael Winston BrownEdward JonesInvesco Capital Markets, Inc.06-21-2010
Carl Alan WolfordEdward JonesMorgan Stanley$5008-20-2010
Patrick Vanue LoveladyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2010
Richard Glen SmithEdward JonesInvestment Centers of America, Inc.10-22-2010
Kimson Huu CaoEdward JonesJ. W. Cole Advisors, Inc.11-01-2010
Gregg Anthony ParkerEdward JonesTransamerica Investors Securities Corporation$2511-29-2010
Garrett T MaddoxEdward JonesInvestment Professionals, Inc.$2502-04-2011
John Michael RagsdaleEdward JonesWells Fargo Clearing Services, LLC03-14-2011
Shawn W ParsonsEdward JonesChase Investment Services Corp.05-02-2011
Adalberto Santaella IIIEdward JonesStrategic Advisers LLC$5005-20-2011
David Keaton McDanielEdward JonesKestra Investment Services, LLC06-17-2011
Tammie Lynne PinckardEdward JonesChase Investment Services Corp.06-29-2011
Dat D DaoEdward JonesMetLife Securities Inc.11-23-2011
Darryl Ray PlunkettEdward JonesBBVA Compass Investment Solutions, Inc.$2501-03-2012
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.