Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Luis LedesmaEdward JonesAXA Advisors, LLC04-03-2020
Brian D. MilesEdward JonesVALIC Financial Advisors, Inc.01-17-2020
April Marie ConnellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Andres LuceroEdward JonesFinancial Advocates Investment Management08-02-2019
Christopher William BellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Chad Richard SmithEdward JonesCascade Capital Asset Management LLC07-15-2019
Keith E. BeasingerEdward JonesLPL Financial LLC06-14-2019
William E. KernEdward JonesEquity Services, Inc.04-18-2019
Dean W. PownallEdward JonesWSECU Investment Management04-18-2019
Lisa Jean OwenEdward JonesEdward Jones03-12-2019
Dennis Wayne Williams Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Tara Hockett WiswallEdward JonesCetera Investment Services LLC09-07-2018
Elwis Johnson Jr.Edward JonesWaddell & Reed07-24-2017
Phillip E. UsseryEdward JonesSymetra Securities, Inc.06-16-2017
Geoffrey Scott JohnsonEdward JonesJohn Hancock Investment Management Distributors LLC05-19-2017
Kayla Louise GundersonEdward JonesCUSO Financial Services, L.P.04-13-2017
David Roy KobusEdward JonesWaddell & Reed03-10-2017
Tyler Dane BakkensenEdward JonesPark Avenue Securities LLC06-08-2016
Danny Lee NelsonEdward JonesPFS Investments Inc.05-11-2016
Marc Lawrence DelphineEdward JonesEquality Funds, Inc.03-29-2016
Glenn R. RichardsonEdward JonesCountry Capital Management Company08-06-2015
Jeremy John FerreraEdward JonesCountry Capital Management Company06-18-2015
Danielle Lauramarie RiversEdward JonesEssex National Securities, LLC04-20-2015
Aubrey Kaye HolwegnerEdward JonesJ.P. Morgan Securities LLC04-07-2015
David Michael RothEdward JonesNYLIFE Securities LLC03-10-2015
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.