Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent DepaolaEdward JonesUBS Financial Services Inc.03-18-2019
Paul E. TooleEdward JonesKey Investment Services LLC03-19-2019
Brent Marshall NaylorEdward JonesWells Fargo Clearing Services, LLC$2503-22-2019
Hannah E. NearEdward JonesRaymond James Financial Services, Inc.03-27-2019
Kelvin Eugene SohlEdward JonesThrivent Investment Management Inc.$1003-29-2019
Karen Brunner LemkeEdward JonesRBC Capital Markets, LLC03-29-2019
Jayson BestEdward JonesAllen, Mooney & Barnes Brokerage Services, LLC03-29-2019
Robert Luke Noble Jr.Edward JonesAMDG Financial03-29-2019
Erin Marie SpigielEdward JonesHD Vest Investment Services04-01-2019
Hugh L. StangelandEdward JonesNeuberger Berman LLC04-01-2019
Savannah GerloffEdward JonesLPL Financial LLC04-01-2019
Garrett Vincent AdieEdward JonesGoldfinch Financial, Inc.04-08-2019
Albert Checkyin MuiEdward JonesMFS Fund Distributors, Inc.04-08-2019
Laurie MaddoxEdward JonesWells Fargo Clearing Services, LLC04-08-2019
Jessica Hope BarronEdward JonesRaymond James Financial Services, Inc.$5004-12-2019
Jeanann M. KramerEdward JonesCUSO Financial Services, L.P.04-12-2019
Jonathan Jay LouisEdward JonesProEquities, Inc.04-15-2019
John William Misner Jr.Edward JonesMML Investors Services, LLC$20004-18-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Susanne E. AtondoEdward JonesWells Fargo Clearing Services, LLC04-18-2019
William E. KernEdward JonesEquity Services, Inc.04-18-2019
Dean W. PownallEdward JonesWSECU Investment Management04-18-2019
Bryan Jacob SintayEdward JonesFidelity Brokerage Services LLC04-18-2019
Sean LevingsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Renata GarbowskiEdward JonesAmeriprise Financial Services, Inc.04-18-2019
Next Page »

Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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