Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Baishi WangEdward JonesLadenburg Thalmann & Co. Inc.06-10-2019
Robert Michael PhebusEdward JonesPruco Securities, LLC.06-05-2019
Theresa Anne HarrisonEdward JonesAXA Advisors, LLC05-13-2019
Katrina Michelle JonesEdward JonesWells Fargo Clearing Services, LLC05-01-2019
Ethan Anthony MendozaEdward JonesWells Fargo Clearing Services, LLC05-01-2019
Matthew SellEdward JonesNorthwestern Mutual Investment Services, LLC04-29-2019
Spencer C MoodyEdward JonesPFS Investments Inc.04-23-2019
Bertram Brasher UngerEdward JonesPruco Securities, LLC.04-22-2019
Bryan Jacob SintayEdward JonesFidelity Brokerage Services LLC04-18-2019
Jessica Hope BarronEdward JonesRaymond James Financial Services, Inc.$5004-12-2019
Albert Checkyin MuiEdward JonesMFS Fund Distributors, Inc.04-08-2019
Laurie MaddoxEdward JonesWells Fargo Clearing Services, LLC04-08-2019
Erin Marie SpigielEdward JonesHD Vest Investment Services04-01-2019
Hugh L. StangelandEdward JonesNeuberger Berman LLC04-01-2019
Savannah GerloffEdward JonesLPL Financial LLC04-01-2019
Jayson BestEdward JonesAllen, Mooney & Barnes Brokerage Services, LLC03-29-2019
Hannah E. NearEdward JonesRaymond James Financial Services, Inc.03-27-2019
Paul E. TooleEdward JonesKey Investment Services LLC03-19-2019
Vincent DepaolaEdward JonesUBS Financial Services Inc.03-18-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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