Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Armando IglesiasEdward JonesFidelity Brokerage Services LLC06-10-2019
Baishi WangEdward JonesLadenburg Thalmann & Co. Inc.06-10-2019
John W Nelson IIIEdward JonesCitizens Securities, Inc.06-10-2019
Paul Calvin ThomasEdward JonesMML Investors Services, LLC06-07-2019
Robert Michael PhebusEdward JonesPruco Securities, LLC.06-05-2019
Nirmal Kumar RoutEdward JonesWells Fargo Clearing Services, LLC06-03-2019
Seth Richard PeritzmanEdward JonesFirst Allied Advisory Services, Inc.$5005-31-2019
Matthew Stephen AsayEdward JonesMorgan Stanley05-31-2019
Gregory SinadinosEdward JonesNorthwestern Mutual Investment Services, LLC05-31-2019
Chris B BentlerEdward JonesMorgan Stanley05-30-2019
Evan Nicholas BowlingEdward JonesEdward Jones05-30-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, LLC05-24-2019
Barton Kevin FarrellEdward JonesLPL Financial LLC05-24-2019
Matthew R. StephensEdward JonesAvantax Investment Services, Inc.05-24-2019
Carl MikelEdward JonesAXA Advisors, LLC05-24-2019
Hari RaoEdward JonesCitizens Securities, Inc.$5005-17-2019
Caleb LafondEdward JonesThrivent Investment Management Inc.05-17-2019
Thomas Christopher HurdEdward JonesHorace Mann Investors, Inc.05-14-2019
Theresa Anne HarrisonEdward JonesAXA Advisors, LLC05-13-2019
Thomas John HalonenEdward JonesFarmers Financial Solutions, LLC05-10-2019
Barry Howard PhillipsEdward JonesSunTrust Investment Services, Inc.05-09-2019
Virginia Louise NelsonEdward JonesFarmers Financial Solutions, LLC05-07-2019
Raymond P. TrostEdward JonesT3 Trading Group, LLC05-06-2019
Manucci-Michael KamaliEdward JonesMorgan Stanley05-06-2019
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Showing 51 to 75 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.