Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Bruce OlsonEdward JonesNorthwestern Mutual Investment Services, LLC12-09-2019
Benjamin Daniel YackellEdward JonesCentaurus Financial, Inc.12-09-2019
Alexander ApellesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Nicole Jacqueline WinnerEdward JonesThrivent Investment Management Inc.12-06-2019
Dawn Mcanly NelsonEdward JonesAvantax Investment Services, Inc.12-06-2019
Eugene Michael DuffyEdward JonesAnnex Wealth Management, LLC12-04-2019
Marva Laverne YorkEdward JonesMorgan Stanley11-29-2019
Sarah Nicole WhiteEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2019
Pooneh Pordell WarinnerEdward JonesCharles Schwab & Co., Inc.11-26-2019
Shawn Stuart RottinkEdward JonesSynovus Securities, Inc.11-25-2019
Mark-Christopher B. WeissEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Rachel Lynn MormanEdward JonesMorgan Stanley11-22-2019
David Vincent HalvorsonEdward JonesMorgan Stanley11-22-2019
Kelly Suzanne DandurandEdward JonesMorgan Stanley11-22-2019
Michael Joseph BullickEdward JonesRaymond James Financial Services, Inc.11-22-2019
Michael Robert CianciolaEdward JonesRaymond James Financial Services, Inc.11-22-2019
Matthew Paul LangEdward JonesTD Ameritrade, Inc.11-22-2019
Michael Lewis MillerEdward JonesU.S. Bancorp Investments, Inc.11-22-2019
Mark H. ShamesEdward JonesSunTrust Advisory Services, Inc.11-22-2019
Gabriel Enrique VasquezEdward JonesJ.P. Morgan Securities LLC11-22-2019
Jeffrey William HittEdward JonesTD Ameritrade, Inc.11-18-2019
Jason Brooks TurnerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Timothy Donald MeyersEdward JonesThrivent Investment Management Inc.11-15-2019
Nicole Rae BowenEdward JonesWaddell & Reed11-12-2019
Kathryn Marie HollandEdward JonesInternational Research Securities, Inc.11-11-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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