Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Olumide K Olu-AkintomideEquity Services, Inc.MML Investors Services, LLC04-24-2020
William Arthur KeeneyEquity Services, Inc.Hornor, Townsend & Kent, LLC04-15-2020
Jason Tyler DrakeEquity Services, Inc.W&S Brokerage Services, Inc.03-25-2020
Robert Nicholas Merckling Jr.Equity Services, Inc.Park Avenue Securities LLC03-06-2020
Jerome N PasichowEquity Services, Inc.Park Avenue Securities LLC03-06-2020
Christopher Michael DaveyEquity Services, Inc.MML Investors Services, LLC03-02-2020
Danielle Lee HelfrichEquity Services, Inc.Charles Schwab & Co., Inc.02-27-2020
Francoise Jeanine NemorinEquity Services, Inc.Mutual of Omaha Investor Services, Inc.02-27-2020
Rhonda Joy SchwartzEquity Services, Inc.Park Avenue Securities LLC02-20-2020
Matthew Tyler BrennanEquity Services, Inc.McAdam LLC02-14-2020
Thomas James LederEquity Services, Inc.MML Investors Services, LLC02-07-2020
Louis Robert PizzichilloEquity Services, Inc.Nationwide Securities, LLC01-06-2020
Edward E. Peraria IVEquity Services, Inc.Pruco Securities, LLC.01-06-2020
Thomas Andrew LynchEquity Services, Inc.NYLIFE Securities LLC01-03-2020
Bruce Charles BranstineEquity Services, Inc.Edward Jones12-06-2019
Steven Edward HackerEquity Services, Inc.LPL Financial LLC10-31-2019
George A. MudryEquity Services, Inc.Mutual of Omaha Investor Services, Inc.10-22-2019
Carrie Sue WestEquity Services, Inc.Morgan Stanley10-11-2019
Victor John TassoneEquity Services, Inc.Edward Jones10-02-2019
Lorne G. HammondEquity Services, Inc.MML Investors Services, LLC09-11-2019
Jack M SomerEquity Services, Inc.Park Avenue Securities LLC09-10-2019
Thomas L Dolin IIEquity Services, Inc.Pruco Securities, LLC.08-29-2019
Derek Bradley CarterEquity Services, Inc.AXA Advisors, LLC08-23-2019
Gregory Charles KeagleEquity Services, Inc.MML Investors Services, LLC$15808-05-2019
Next Page »

Showing 1 to 25 of 311 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.