Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Nicholas Merckling Jr.Equity Services, Inc.Park Avenue Securities LLC03-06-2020
Rhonda Joy SchwartzEquity Services, Inc.Park Avenue Securities LLC02-20-2020
Thomas James LederEquity Services, Inc.MML Investors Services, LLC02-07-2020
Louis Robert PizzichilloEquity Services, Inc.Nationwide Securities, LLC01-06-2020
Thomas Andrew LynchEquity Services, Inc.NYLIFE Securities LLC01-03-2020
Jack M SomerEquity Services, Inc.Park Avenue Securities LLC09-10-2019
Thomas L Dolin IIEquity Services, Inc.Pruco Securities, LLC.08-29-2019
Peter H LichtenbergEquity Services, Inc.Park Avenue Securities LLC06-17-2019
Salvatore Mondello Jr.Equity Services, Inc.Hornor, Townsend & Kent, LLC05-28-2019
Jingru Jessica LinEquity Services, Inc.Transamerica Financial Advisors, Inc05-21-2019
Carlo Joseph Marano Jr.Equity Services, Inc.MML Investors Services, LLC04-04-2019
Gregory Paul KauschEquity Services, Inc.Pruco Securities, LLC.11-07-2018
Thomas James RileyEquity Services, Inc.MML Investors Services, LLC11-06-2018
Daniel Thomas Di LellaEquity Services, Inc.Hornor, Townsend & Kent, LLC11-06-2018
Eric GottesmanEquity Services, Inc.Pruco Securities, LLC.09-21-2018
Joshua Michael LochnerEquity Services, Inc.Northwestern Mutual Investment Services, LLC08-21-2018
Mark William ThomasEquity Services, Inc.LPL Financial LLC07-30-2018
James Lloyd SpaceEquity Services, Inc.Pruco Securities, LLC.03-28-2018
Roodmy CesarEquity Services, Inc.NYLIFE Securities LLC11-21-2017
Martine Colette StoehrEquity Services, Inc.Ameritas Investment Company, LLC10-03-2017
Samantha L. EndlichEquity Services, Inc.MML Investors Services, LLC09-14-2017
Vincent Joseph AimettiEquity Services, Inc.Hornor, Townsend & Kent, LLC04-25-2017
Justin ManfredoEquity Services, Inc.Hornor, Townsend & Kent, LLC04-05-2017
Jay Lawrence CohenEquity Services, Inc.Ameriprise Financial Services, LLC03-29-2017
Grace M. CaporaleEquity Services, Inc.Equity Services, Inc.03-27-2017
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.