Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracy AllenFBL Marketing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2018
Theresa L. YostFBL Marketing Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-04-2015
Taunya Kae LindahlFBL Marketing Services, LLCTransamerica Financial Advisors, Inc$50001-26-2009
Stephene D. BridwellFBL Marketing Services, LLCNYLIFE Securities LLC02-23-2012
Shawn Lynn RatcliffeFBL Marketing Services, LLCAXA Advisors, LLC12-08-2017
Robert Douglas McDowellFBL Marketing Services, LLCProEquities, Inc.$10010-05-2009
Randall Scott LucasFBL Marketing Services, LLCInvestment Centers of America, Inc.01-21-2009
Michael P. AxlineFBL Marketing Services, LLCEdward Jones03-13-2014
Lori Ann HerrmanFBL Marketing Services, LLCEdward Jones10-25-2019
Kirk Phillip PedersonFBL Marketing Services, LLCProEquities, Inc.05-14-2014
Janice P. GallardoFBL Marketing Services, LLCFarmers Financial Solutions, LLC$25010-09-2018
Jamie Brent CunninghamFBL Marketing Services, LLCMWA Financial Services Inc.07-18-2017
James R. Miller IIFBL Marketing Services, LLCAXA Advisors, LLC$10003-17-2010
James Jerry SoukupFBL Marketing Services, LLCBMO Harris Financial Advisors, Inc.02-19-2020
Grover Cleaveland MusserFBL Marketing Services, LLCU.S. Bancorp Investments, Inc.$50008-23-2019
Gary Dale JonesFBL Marketing Services, LLCVALIC Financial Advisors, Inc.01-03-2020
David Andrew WilsonFBL Marketing Services, LLCIHT Wealth Management LLC$10005-15-2019
Coleen Kaye KoopFBL Marketing Services, LLCWaddell & Reed$10005-10-2013
Carla June StuckyFBL Marketing Services, LLCAmeriprise Financial Services, Inc.01-02-2015
Ann Cheryl FrigonFBL Marketing Services, LLCCWM, LLC$50008-19-2019

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.