Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Michelle MillionFSC Securities CorporationEdward Jones07-25-2019
Brian Frederick PalusoFSC Securities CorporationChartwell TSC Securities Corp.$5007-08-2019
Robert Henry RutledgeFSC Securities CorporationSagePoint Financial, Inc.$10407-01-2019
Kristine Ann BuchbandFSC Securities CorporationMorgan Stanley$10005-24-2019
Amanda Lynn DaughertyFSC Securities CorporationEdward Jones05-23-2019
Steven Joe CombestFSC Securities CorporationCapital Financial Services, Inc.04-18-2019
Paul Leo StanleyFSC Securities CorporationWestminster Financial Securities, Inc.$2504-11-2019
Tricia Leigh Carter-HaberFSC Securities CorporationRhodes Securities, Inc.$1103-11-2019
Teri Lynn WhiteFSC Securities CorporationEdward Jones01-18-2019
Michael Scott SwansonFSC Securities CorporationPlanMember Securities Corporation01-02-2019
Robert Walter McIntoshFSC Securities CorporationLPL Financial LLC12-17-2018
Paul R. McWilliamsFSC Securities CorporationPlanMember Securities Corporation11-01-2018
Tammy Ann HospodarFSC Securities CorporationUnionBanc Investment Services, LLC09-14-2018
Timothy Don MillsFSC Securities CorporationArvest Wealth Management$15008-14-2018
David Barkley SmithFSC Securities CorporationAmeriprise Financial Services, Inc.$5008-10-2018
Clare Amelia CiervoFSC Securities CorporationNorthStar Asset Management Inc$25007-19-2018
John Killoran BahrFSC Securities CorporationWells Fargo Clearing Services, LLC$2607-06-2018
Matthew S. SaltzgaberFSC Securities CorporationLPL Financial LLC06-29-2018
Elaine RoeckleinFSC Securities CorporationCambridge Investment Research, Inc.06-11-2018
Matthew Edward MaiFSC Securities CorporationLPL Financial LLC$2505-24-2018
Christopher James-Frederick CrottsFSC Securities CorporationCetera Financial Specialists LLC04-11-2018
Daryl Gregory RegenauerFSC Securities CorporationWells Fargo Clearing Services, LLC$5004-09-2018
Loyd Benjamin WellmanFSC Securities CorporationGreat Lakes Wealth, LLC04-04-2018
Thomas Gerard KalisFSC Securities CorporationRaymond James & Associates, Inc.$60003-23-2018
Martin FrostFSC Securities CorporationSunTrust Investment Services, Inc.03-19-2018
Next Page »

Showing 1 to 25 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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