Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Michael TuckeyFSC Securities CorporationLPL Financial LLC04-25-2019
Gina Lee MartinezFSC Securities CorporationLPL Financial LLC01-30-2019
Robert Walter McIntoshFSC Securities CorporationLPL Financial LLC12-17-2018
Matthew S. SaltzgaberFSC Securities CorporationLPL Financial LLC06-29-2018
Matthew K BrandFSC Securities CorporationLPL Financial LLC01-11-2017
Christopher Lee PeregoFSC Securities CorporationLPL Financial LLC11-12-2015
Philip Gregory O'QuinFSC Securities CorporationLPL Financial LLC10-30-2015
William Samuel BorleisFSC Securities CorporationLPL Financial LLC04-21-2015
Brian James GuilleryFSC Securities CorporationLPL Financial LLC01-31-2011
Neil Peter Pagano Sr.FSC Securities CorporationLPL Financial LLC11-06-2009
Matthew Edward SmithFSC Securities CorporationLPL Financial LLC11-02-2009
Robyn Marie KrahnFSC Securities CorporationLPL Financial LLC$10008-16-2019
Jack Brent ReaganFSC Securities CorporationLPL Financial LLC$10011-03-2015
Leonard Dean PintoFSC Securities CorporationLPL Financial LLC$10010-21-2015
Cheri Ann BarfellFSC Securities CorporationLPL Financial LLC$10005-10-2013
Stanley Noe AmbrozyFSC Securities CorporationLPL Financial LLC$10005-29-2012
Terry D. HoltsclawFSC Securities CorporationLPL Financial LLC$10004-18-2011
Ian Philip GordonFSC Securities CorporationLPL Financial LLC$10009-24-2010
John Emery DonderoFSC Securities CorporationLPL Financial LLC$10006-18-2009
Catherine Irene PinkasFSC Securities CorporationLPL Financial LLC$10003-12-2009
Stephen Kent NolanFSC Securities CorporationLPL Financial LLC$24005-24-2018
Matthew Edward MaiFSC Securities CorporationLPL Financial LLC$25005-24-2018
Alejandro IzarrarazFSC Securities CorporationLPL Financial LLC$25005-07-2013
Michael A GreerFSC Securities CorporationLPL Financial LLC$25009-27-2011
Robert Joseph CaldwellFSC Securities CorporationLPL Financial LLC$50005-24-2018
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.