Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart L. GossFTB Advisors, Inc.NYLIFE Distributors LLC07-02-2019
Robert Michael Hebert Jr.FTB Advisors, Inc.J.P. Morgan Securities LLC11-16-2018
Bradley Allen GallimoreFTB Advisors, Inc.Wells Fargo Clearing Services, LLC10-29-2018
Leandro G. Christiano SilvaFTB Advisors, Inc.Cetera Investment Services LLC06-07-2018
Brett T. HuntFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2017
James Robert ColeFTB Advisors, Inc.BOK Financial Services, Inc.08-07-2017
Derek C. BrownFTB Advisors, Inc.Scottrade, Inc.05-03-2017
Jennifer M RobertsFTB Advisors, Inc.SunTrust Investment Services, Inc.$4809-07-2016
Robert Dudley Park Jr.FTB Advisors, Inc.SunTrust Robinson Humphrey, Inc.06-20-2016
Berrie Beth CobleFTB Advisors, Inc.NBC Securities, Inc.06-06-2016
Tyler Oliver HicksFTB Advisors, Inc.Edward Jones04-06-2016
Keaton Reid WilliamsFTB Advisors, Inc.Ameriprise Financial Services, Inc.03-16-2016
Stephen Piacentini Jr.FTB Advisors, Inc.LPL Financial LLC08-19-2015
Chad James McKinneyFTB Advisors, Inc.Scottrade, Inc.$5003-30-2015
James Heath RaperFTB Advisors, Inc.SunTrust Investment Services, Inc.11-18-2013
William Timothy MorganFTB Advisors, Inc.FTB Advisors, Inc.$15010-10-2013
Randy Dolph MyersFTB Advisors, Inc.FTB Advisors, Inc.$15010-10-2013
Michael Tod WilliamsFTB Advisors, Inc.FTB Advisors, Inc.$15010-10-2013
James Wilson Powell Jr.FTB Advisors, Inc.FTB Advisors, Inc.$10010-10-2013
Michael Brian HollenbachFTB Advisors, Inc.FTB Advisors, Inc.$10010-10-2013
Melanie Craft ComptonFTB Advisors, Inc.FTB Advisors, Inc.$5010-10-2013
Michael William HardinFTB Advisors, Inc.FTB Advisors, Inc.$5010-10-2013
Dean Drew MakinsterFTB Advisors, Inc.FTB Advisors, Inc.$5010-10-2013
Martin Neil JonesFTB Advisors, Inc.FTB Advisors, Inc.$2510-10-2013
James Timothy GodwinFTB Advisors, Inc.FTB Advisors, Inc.$2510-10-2013
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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