Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Blake EinsteinFidelity Brokerage Services LLCUBS Financial Services Inc.04-20-2020
Andrew J. HarrisFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC04-17-2020
Nicole Elizabeth SpoltoreFidelity Brokerage Services LLCCadaret, Grant & Co., Inc.04-17-2020
Janny EidFidelity Brokerage Services LLCTD Ameritrade, Inc.04-15-2020
John AhernFidelity Brokerage Services LLCMML Investors Services, LLC04-14-2020
Heather Lynn ClarkFidelity Brokerage Services LLCUBS Financial Services Inc.04-10-2020
Agne MirFidelity Brokerage Services LLCSantander Securities LLC04-10-2020
Amanda Roberts HahnFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.04-08-2020
Wooldy PierreFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC04-06-2020
Katelyn M. GardnerFidelity Brokerage Services LLCTD Ameritrade, Inc.04-03-2020
Justin Michael MohrFidelity Brokerage Services LLCInfinex Investments, Inc.04-03-2020
Eric Conrad StrubleFidelity Brokerage Services LLCPruco Securities, LLC.04-01-2020
Eric S. JohnsonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
Edgar Alejandro Anguiano-EstradaFidelity Brokerage Services LLCAmeriprise Financial Services, LLC03-31-2020
Vivian Kit Wai LoFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Deidre Nicole WilliamsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Kevin Michael FahyFidelity Brokerage Services LLCWoodbury Financial Services, Inc.03-30-2020
Alfred Peter MataloniFidelity Brokerage Services LLCKestra Investment Services, LLC03-27-2020
Ralston Phillip BilliotFidelity Brokerage Services LLCGWN Securities Inc.03-27-2020
Alyssa T McKennaFidelity Brokerage Services LLCUBS Financial Services Inc.$10003-26-2020
Matthew S GoldFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2020
William Michael FurrFidelity Brokerage Services LLCCUNA Brokerage Services, Inc.03-26-2020
Logan Michael PethelFidelity Brokerage Services LLCEdward Jones03-26-2020
Matthew R. SmithFidelity Brokerage Services LLCAvantax Investment Services, Inc.03-25-2020
Steven Joseph OldsFidelity Brokerage Services LLCVanguard Marketing Corporation03-25-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.