Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blair Christopher StuartFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-29-2020
Luke Michael Shawn ZulaufFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2020
Lucas B PelfreyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-24-2020
Christopher Paul UgarteFidelity Brokerage Services LLCEdward Jones09-23-2020
Peter Saunders GarfieldFidelity Brokerage Services LLCMML Investors Services, LLC09-22-2020
Mark E TyszkiewiczFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.09-21-2020
Plato WangFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2020
Mitchell Larsen McleodFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2020
Kristen N DileonardiFidelity Brokerage Services LLCJefferies LLC09-18-2020
Brendon G AndersonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-17-2020
Andrew YoonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-17-2020
Charles Thomas DuganFidelity Brokerage Services LLCMorgan Stanley09-17-2020
Yerard Yesus BauzaFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Glenda Azucena MartinezFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC09-16-2020
Ryan Matthew AdlerFidelity Brokerage Services LLCAmeriprise Financial Services, LLC09-15-2020
Jeffrey Mark WinstonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2020
Kristen Mabel CarithersFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2020
Mary Anne AhnFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-14-2020
Sahil M DilawariFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-11-2020
Zachary Chase DickeyFidelity Brokerage Services LLCEdward Jones09-09-2020
Clarissa Lee CoombsFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC09-08-2020
Edward H Durkin JrFidelity Brokerage Services LLCTD Ameritrade, Inc.09-08-2020
Blake Houston ChelfFidelity Brokerage Services LLCRaymond James & Associates, Inc.09-08-2020
Michael A PerriFidelity Brokerage Services LLCTD Ameritrade, Inc.09-04-2020
Rachel P WeissmanFidelity Brokerage Services LLCMorgan Stanley09-04-2020
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Showing 1 to 25 of 1,830 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.