Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Lorin GelbFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC02-11-2016
Amber Dawn CollinsFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-18-2017
Bart Nelosn BaileyFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC10-03-2016
Brian G. DideaFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC03-28-2014
Chase Matthew WietechaFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-04-2016
Chelsea M. ParkerFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC12-06-2017
Christopher CemanFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC02-28-2017
Christopher J BarnesFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC11-21-2016
Christopher John GuptillFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-30-2020
Christopher Robert GreenlandFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC12-18-2015
Daniel Frank JeneroFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC12-19-2011
Deneen Marie SzczechFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC02-23-2015
Derek J. SlausonFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC06-30-2017
Edmund Alexander RostranFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC03-03-2015
Gregory James GiadoneFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Jacob Thomas MillerFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC08-27-2019
Jacqueline EngelFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC03-23-2020
Jordan M. PedronFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC06-13-2014
Julie Ann PrinkeyFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC07-24-2014
Kaiz L FreemanFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC12-10-2019
Lenz Rodmy GutierrezFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC09-24-2012
Leslie Amanda WilsonFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC06-03-2015
Luis Arnoldo CarrilloFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC03-18-2013
Marc CourlandFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC08-15-2017
Marie Ventimiglia GlowackiFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC03-02-2012
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.