Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Joseph OldsFidelity Brokerage Services LLCVanguard Marketing Corporation03-25-2020
Alexandra Kora StirmersFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-02-2020
Robin B. GilsonFidelity Brokerage Services LLCRaymond James Financial Services, Inc.02-06-2020
Jacqueline Dana AdlerFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC02-03-2020
Brandon L. CorvinFidelity Brokerage Services LLCRaymond James & Associates, Inc.11-14-2019
William M. LarueFidelity Brokerage Services LLCUSAA Investment Management Company06-11-2019
Joseph Andrew AbbottFidelity Brokerage Services LLCVanguard Marketing Corporation04-05-2019
James Michael Packes IVFidelity Brokerage Services LLCVanguard Marketing Corporation03-04-2019
Daniel Takeshi Masuda LehrmanFidelity Brokerage Services LLCVanguard Marketing Corporation12-13-2018
Sara Elise AlexanderFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC11-19-2018
Reyna Isabel WardFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-24-2018
Paul Jinsuk ChoiFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC08-23-2018
Jeffrey Eugene TaylorFidelity Brokerage Services LLCJ.P. Morgan Securities LLC12-20-2016
Tyler Roy ScottFidelity Brokerage Services LLCProfessional Investment Management Services, PLLC12-09-2016
Jeff DinningFidelity Brokerage Services LLCLincoln Financial Advisors Corporation05-05-2016
Robert Moore EwingFidelity Brokerage Services LLCJ.P. Morgan Securities LLC$5011-04-2015
Ben W Warren YoungFidelity Brokerage Services LLCNYLIFE Securities LLC09-23-2015
Julie Elizabeth RamosFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-29-2015
Austin JohnsonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2015
Kirk Andrew StrangFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2015
Patrick Allen EnglishFidelity Brokerage Services LLCComerica Securities05-05-2015
Erin Renee RobbinsFidelity Brokerage Services LLC1st Global Capital Corp.$1004-14-2015
Harry Charles LexFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-13-2015
Kristofer Robert SzteinFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-02-2015
Jared Lyle HarguessFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-05-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.