Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vivian Kit Wai LoFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Alfred Peter MataloniFidelity Brokerage Services LLCKestra Investment Services, LLC03-27-2020
Kathy Pao-Fang ChangFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2020
Manjinder Singh SahotaFidelity Brokerage Services LLCBBVA Securities Inc.03-16-2020
Omid SajjadiFidelity Brokerage Services LLCTD Ameritrade, Inc.03-13-2020
Joseph Giles Kelly Jr.Fidelity Brokerage Services LLCFisher Investments03-10-2020
Madeleine De VaultFidelity Brokerage Services LLCTD Ameritrade, Inc.03-02-2020
Ian J. StarkelFidelity Brokerage Services LLCTD Ameritrade, Inc.02-25-2020
Roland Patrick VillanuevaFidelity Brokerage Services LLCTD Ameritrade, Inc.01-31-2020
Cameron Jon ChristesonFidelity Brokerage Services LLCTD Ameritrade, Inc.01-28-2020
Brenda J. KnudsenFidelity Brokerage Services LLCLucia Securities, LLC$15001-08-2020
Chinh Shan LaiFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC01-08-2020
John David ArrasmithFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2019
Mark Douglas EricsonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Virginia LeeFidelity Brokerage Services LLCJ.P. Morgan Securities LLC11-21-2019
Gregory SuratFidelity Brokerage Services LLCE*TRADE Securities LLC11-14-2019
Polus Ming Shyh TingFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-14-2019
Joshua G. ParkFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2019
Kaishonta Yvette BonadieFidelity Brokerage Services LLCMorgan Stanley10-15-2019
Vladimir MartynovFidelity Brokerage Services LLCJ.P. Morgan Securities LLC10-09-2019
Kathryn Mary KaczmarskiFidelity Brokerage Services LLCGriffin Black, Inc.10-07-2019
Patrick C. HoFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-27-2019
Natallia N. Parsons-HrebnevaFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC09-25-2019
Rebekah K RogersFidelity Brokerage Services LLCTD Ameritrade, Inc.09-25-2019
Massoud SayedFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-24-2019
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Showing 1 to 25 of 313 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.