Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Plato WangFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2020
Andrew YoonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-17-2020
Sahil M DilawariFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-11-2020
Stephane JohnstonFidelity Brokerage Services LLCBancWest Investment Services, Inc.09-01-2020
Nick WilsonFidelity Brokerage Services LLCEdward Jones08-27-2020
Michelle LaFidelity Brokerage Services LLCTD Ameritrade, Inc.08-26-2020
Brandy Lee SavageFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
Brandon Alexander BellFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2020
Marc Samuel FlamerFidelity Brokerage Services LLCEquitable Advisors, LLC08-14-2020
Julianne Lee TranFidelity Brokerage Services LLCTD Ameritrade, Inc.08-13-2020
Darin Britton GuthrieFidelity Brokerage Services LLCTD Ameritrade, Inc.08-12-2020
Julia L MannistoFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC08-07-2020
Juan Esteban ArroyaveFidelity Brokerage Services LLCEdward Jones08-05-2020
Melanie M LeeFidelity Brokerage Services LLCKinetic Investment Management, Inc.07-31-2020
Steven Ramon ParamoFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-29-2020
Zakariya Joseph GrazianiFidelity Brokerage Services LLCTD Ameritrade, Inc.07-29-2020
Marcela G GonzalezFidelity Brokerage Services LLCJ.P. Morgan Securities LLC$15007-28-2020
Thomas Michael GenglerFidelity Brokerage Services LLCAmerican Funds Distributors, Inc.07-21-2020
Christopher M DateFidelity Brokerage Services LLCCitigroup Global Markets Inc.07-20-2020
Yosef GhebrayFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-16-2020
Megan Rene DaylorFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-14-2020
Richard Jon CerrutiFidelity Brokerage Services LLCTD Ameritrade, Inc.$5007-13-2020
Kathleen BrandaoFidelity Brokerage Services LLCTD Ameritrade, Inc.07-13-2020
Dallas Ray WatsonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2020
Rigo FernandezFidelity Brokerage Services LLCTD Ameritrade, Inc.07-09-2020
Next Page »

Showing 1 to 25 of 290 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.