Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John AhernFidelity Brokerage Services LLCMML Investors Services, LLC04-14-2020
Robert Pierson PalmerFidelity Brokerage Services LLCMML Investors Services, LLC03-03-2020
Maggie Webster PiccirilloFidelity Brokerage Services LLCWinthrop Wealth12-18-2019
Krista Lee CzarnecFidelity Brokerage Services LLCVoya Financial Advisors, Inc.10-18-2019
Nicholas Anthony ZuccoFidelity Brokerage Services LLCMML Investors Services, LLC10-04-2019
Scott Louis LanglaisFidelity Brokerage Services LLCMONECO Advisors09-26-2019
Jordan SimonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Brannon Charles OzarkFidelity Brokerage Services LLCSymmetry Partners07-18-2019
Nisha Amish JhaveriFidelity Brokerage Services LLCCitigroup Global Markets Inc.04-08-2019
Cathy Yance YanceFidelity Brokerage Services LLCE D & F Man Capital Markets Inc.09-25-2018
Linda A. SchoffFidelity Brokerage Services LLCDavid Lerner Associates, Inc.09-24-2018
Michael Jay GefenFidelity Brokerage Services LLCNewbridge Securities Corporation07-18-2018
John Anthony OcchipintiFidelity Brokerage Services LLCMML Investors Services, LLC06-11-2018
Eric GibbsFidelity Brokerage Services LLCVoya Financial Advisors, Inc.03-02-2018
Timothy J. ResslerFidelity Brokerage Services LLCAXA Advisors, LLC06-27-2017
Maxwell R. VreelandFidelity Brokerage Services LLCForesters Financial Services, Inc.05-10-2017
James Alexander DunnFidelity Brokerage Services LLCThe Phynancial Md, LLC03-22-2017
Jason Coyle MedoffFidelity Brokerage Services LLCPeople's Securities, Inc.$10003-10-2017
Charles William Falzone IIIFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2017
Mark Nene MagnusenFidelity Brokerage Services LLCEdward Jones01-31-2017
Robert Karl RileyFidelity Brokerage Services LLCMutual Trust Co. of America Securities01-11-2017
Brian A PetersonFidelity Brokerage Services LLCMorgan Stanley11-30-2016
Christopher J BarnesFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC11-21-2016
Nancy Mckernan LavinFidelity Brokerage Services LLCNYLIFE Distributors LLC10-05-2016
Andrea D. HarneyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-08-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.