Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul James SullivanFidelity Brokerage Services LLCAllstate Financial Services, LLC05-20-2010
Michael George KnousFidelity Brokerage Services LLCEdward Jones08-02-2010
Justin Davis McmillanFidelity Brokerage Services LLCMulti-Bank Securities, Inc.06-06-2011
Jeff David HoagFidelity Brokerage Services LLCChase Investment Services Corp.07-18-2011
Robert Joseph OroszFidelity Brokerage Services LLCEdward Jones08-17-2011
Jeremy Thomas JonesFidelity Brokerage Services LLCCetera Investment Services LLC$2509-22-2011
Daylen Robert DyeFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2012
Kelly Jo BallorFidelity Brokerage Services LLCFifth Third Securities, Inc.05-29-2012
Robin Marie WaldmanFidelity Brokerage Services LLCCitizens Securities, Inc.06-04-2012
Laura Renee PomeroyFidelity Brokerage Services LLCPNC Investments03-04-2013
Bradley James SurmanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Anthony Phillip LambertFidelity Brokerage Services LLCE*TRADE Capital Management, LLC05-06-2013
Meredith Kaiser AtraszFidelity Brokerage Services LLCTD Ameritrade, Inc.07-26-2013
Emily Ann DestrampeFidelity Brokerage Services LLCLPL Financial LLC09-24-2013
Jim Alan Jarvis IIFidelity Brokerage Services LLCFifth Third Securities, Inc.01-09-2014
Christine MarshallFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2014
Brenda Diana ReidFidelity Brokerage Services LLCRaymond James & Associates, Inc.06-04-2014
Enmar AlayoubiFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2014
Cortez Desean Robinson-StarksFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-01-2014
Jeffrey M HaefnerFidelity Brokerage Services LLCJ.P. Morgan Securities LLC11-21-2014
Chet Michael OrtmanFidelity Brokerage Services LLCP.J. Robb Variable Corporation01-12-2015
Natalie Jayne PrattFidelity Brokerage Services LLCJ.P. Morgan Securities LLC01-15-2015
Patrick Joseph MccallumFidelity Brokerage Services LLCEdward Jones01-16-2015
Sean Christopher WallaceFidelity Brokerage Services LLCRaymond James & Associates, Inc.01-29-2015
Brad Nathaniel RohdeFidelity Brokerage Services LLCWaddell & Reed02-04-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.