Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles George ByronFidelity Brokerage Services LLC1st Global Capital Corp.$5004-27-2015
Andrew Pasquantonio Di Di GuglielmoFidelity Brokerage Services LLCAIG Capital Services, Inc.07-22-2015
Brendan Paul CahillFidelity Brokerage Services LLCAmeriprise Financial Services, LLC06-13-2014
Brett Matthew HaseneczFidelity Brokerage Services LLCBanc of America Investment Services, Inc.06-01-2009
Chris Joseph CallahanFidelity Brokerage Services LLCBarclays Capital Inc.05-27-2020
Heather Ann YearlyFidelity Brokerage Services LLCBB&T Securities, LLC07-16-2019
Karsten K HolbeinFidelity Brokerage Services LLCBlackRock Investments, LLC07-20-2020
Brad Matthew NapoliFidelity Brokerage Services LLCBlackRock Investments, LLC10-17-2019
Justin Matthew SyersFidelity Brokerage Services LLCBlackRock Investments, LLC05-17-2016
Eileen Marie GearyFidelity Brokerage Services LLCBNY Mellon Securities Corporation12-06-2013
Daniel John CatalanoFidelity Brokerage Services LLCCadaret, Grant & Co., Inc.12-22-2014
Andrew Louis EspostoFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-29-2019
Monika SantosFidelity Brokerage Services LLCChase Investment Services Corp.07-09-2012
Brian Scott KaplanFidelity Brokerage Services LLCChase Investment Services Corp.07-18-2011
Kristin Nicole BorgesFidelity Brokerage Services LLCCoastal Equities, Inc.11-04-2014
Christian Joseph FainoFidelity Brokerage Services LLCDelaware Distributors, L.P.06-08-2020
Michael BishayFidelity Brokerage Services LLCE*TRADE Securities LLC$5006-10-2020
Erica Nicole NathanFidelity Brokerage Services LLCEquitable Advisors, LLC08-27-2020
Karolina AlbertsonFidelity Brokerage Services LLCEquitable Advisors, LLC08-21-2020
Frank James Howard JrFidelity Brokerage Services LLCEquitable Advisors, LLC11-16-2017
Matthew Joseph TroncellitoFidelity Brokerage Services LLCEquitable Advisors, LLC$23407-21-2017
Eric Jacob GlassmanFidelity Brokerage Services LLCEquitable Advisors, LLC05-04-2015
Deanna Michele SavareseFidelity Brokerage Services LLCEquitable Advisors, LLC08-16-2013
Adam Matthew AltmanFidelity Brokerage Services LLCEquitable Advisors, LLC07-12-2010
Nicholas DelouisaFidelity Brokerage Services LLCEquity Services, Inc.08-17-2018
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.