Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Veronica Patricia SantanaFidelity Brokerage Services LLCNYLIFE Securities LLC03-05-2020
Joel Shawn RogersFidelity Brokerage Services LLCCharles Schwab & Co., Inc.02-20-2020
Joseph James JansenFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC02-03-2020
Theodore Michael HeinFidelity Brokerage Services LLCFisher Investments08-21-2019
Scott Alan ReinkeFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.03-11-2019
Scott Christopher AdlerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC10-23-2018
Hanna Olivia WexhlerFidelity Brokerage Services LLCHornor, Townsend & Kent, LLC07-03-2018
Wendy Jo Ann WellsFidelity Brokerage Services LLCLincoln Financial Advisors Corporation04-23-2018
Burke Colin DriscollFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2017
Christopher Michael KiichleFidelity Brokerage Services LLCKey Investment Services LLC05-26-2015
Christopher Madison CollierFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-30-2015
Robert Tyler Wood-HammackFidelity Brokerage Services LLCCountry Capital Management Company04-30-2015
Zachary James HeckmanFidelity Brokerage Services LLCEdward Jones04-23-2015
Justin David WilliamsFidelity Brokerage Services LLCWilliams Wealth Management04-20-2015
Emily Anne HicksFidelity Brokerage Services LLCMorgan Stanley03-26-2015
Erica Alikapala CortezFidelity Brokerage Services LLCRaymond James Financial Services, Inc.03-12-2015
Michael Robert BurkeFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-25-2014
Theodore Michael HeinFidelity Brokerage Services LLCWaddell & Reed10-24-2013
James Howard CampbellFidelity Brokerage Services LLCD.A. Davidson & Co.02-15-2013
Craig Baker NorthFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.$2502-04-2013
Darin Andrew SevierFidelity Brokerage Services LLCAmeriprise Financial Services, LLC12-19-2012
Brian Lee WilsonFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC$5011-26-2012
Michael Scott ZahlerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC10-22-2012
Wayne Mark SackleyFidelity Brokerage Services LLCAXA Advisors, LLC10-01-2012
Corey Aaron ProctorFidelity Brokerage Services LLCEdward Jones10-10-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.