Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberley Michaud JendrickFidelity Brokerage Services LLCPutnam Retail Management Limited Partnership04-05-2010
Michelle Ann SerlinFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-26-2010
Corey Aaron ProctorFidelity Brokerage Services LLCEdward Jones10-10-2011
Jason Douglas BoothroydFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2012
Wayne Mark SackleyFidelity Brokerage Services LLCEquitable Advisors, LLC10-01-2012
Michael Scott ZahlerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC10-22-2012
Brian Lee WilsonFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC$10011-26-2012
Brian Sylvester AllenFidelity Brokerage Services LLCMorgan Stanley11-29-2012
Craig Baker NorthFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.$2502-04-2013
James Howard CampbellFidelity Brokerage Services LLCD.A. Davidson & Co.02-15-2013
Michael Robert BurkeFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-25-2014
Emily Anne HicksFidelity Brokerage Services LLCMorgan Stanley03-26-2015
Christopher Madison CollierFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-30-2015
Robert Tyler Wood-HammackFidelity Brokerage Services LLCCountry Capital Management Company04-30-2015
Paul E PrzewozniakFidelity Brokerage Services LLCEdward Jones07-20-2016
Neil Allen WeaverFidelity Brokerage Services LLCWaddell & Reed09-22-2016
Wendy Jo Ann WellsFidelity Brokerage Services LLCLincoln Financial Advisors Corporation04-23-2018
Hanna Olivia WexhlerFidelity Brokerage Services LLCHornor, Townsend & Kent, LLC07-03-2018
Scott Christopher AdlerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC10-23-2018
Scott Alan ReinkeFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.03-11-2019
Theodore Michael HeinFidelity Brokerage Services LLCFisher Investments08-21-2019
Joseph James JansenFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC02-03-2020
Joel Shawn RogersFidelity Brokerage Services LLCCharles Schwab & Co., Inc.02-20-2020
James L Sylvia IIFidelity Brokerage Services LLCTD Ameritrade, Inc.06-09-2020
Roxana Lauren AhmadifardFidelity Brokerage Services LLCEdward Jones06-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.