Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Lebrane IVFidelity Brokerage Services LLCMorgan Stanley07-22-2020
Rodge MacyFidelity Brokerage Services LLCEdward Jones07-22-2020
Ralston Phillip BilliotFidelity Brokerage Services LLCGWN Securities Inc.03-27-2020
Matthew R. SmithFidelity Brokerage Services LLCAvantax Investment Services, Inc.03-25-2020
Jorge Luis TuemeFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC03-13-2020
Christopher John GuptillFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-30-2020
Mi-Song YunFidelity Brokerage Services LLCSovereign Wealth Advisors LLC01-29-2020
Martin R FalconFidelity Brokerage Services LLCCharles Schwab & Co., Inc.01-10-2020
Lindsey Dawn HarterFidelity Brokerage Services LLCAmeriprise Financial Services, LLC12-13-2019
Elvis Ovidio RodriguezFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.12-10-2019
Joshua Jonathan CraderFidelity Brokerage Services LLCLPL Financial LLC11-26-2019
Johan S ValenciaFidelity Brokerage Services LLCDavid Lerner Associates, Inc.11-13-2019
Gustavo Adolfo ValenciaFidelity Brokerage Services LLCDavid Lerner Associates, Inc.11-11-2019
Andrew Alexander MakranskyFidelity Brokerage Services LLCAmeriprise Financial Services, LLC10-04-2019
Whitney Lea McdonaldFidelity Brokerage Services LLCThrivent Investment Management Inc.10-04-2019
Juan Jose MejiaFidelity Brokerage Services LLCUSAA Investment Management Company10-04-2019
Marnie B. YancyFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-09-2019
Christopher Jon BolisayFidelity Brokerage Services LLCUSAA Investment Management Company$2508-20-2019
Jason Edward BrownFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-24-2019
Deborah Clair MullenFidelity Brokerage Services LLCAXA Advisors, LLC07-10-2019
Tope O OjofeitimiFidelity Brokerage Services LLCJ.P. Morgan Securities LLC06-11-2019
Lincoln Nathaniel HirschFidelity Brokerage Services LLCEdward Jones06-04-2019
Sean Thomas RobertsFidelity Brokerage Services LLCAE Wealth Management, LLC05-08-2019
Timothy Clark WattsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-11-2019
Ali Anwarali JanmohammadFidelity Brokerage Services LLCCapital One Investing, LLC04-08-2019
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Showing 1 to 25 of 186 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.