Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cliff C. SulcerFidelity Brokerage Services LLCPark Avenue Securities LLC06-13-2019
Rory Patrick CannonFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.06-12-2019
Byron Ely VallesFidelity Brokerage Services LLCFirst Republic Securities Company, LLC06-12-2019
Todd Evan DaviesFidelity Brokerage Services LLCMorgan Stanley06-11-2019
Tope O OjofeitimiFidelity Brokerage Services LLCJ.P. Morgan Securities LLC06-11-2019
William M. LarueFidelity Brokerage Services LLCUSAA Investment Management Company06-11-2019
Brian E JordanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Peter Louis MayerFidelity Brokerage Services LLCLPL Financial LLC06-11-2019
Blake Estep BrewerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Rohaib Shaheen HamidFidelity Brokerage Services LLCMorgan Stanley06-06-2019
Kathryn Michele AlexanderFidelity Brokerage Services LLCCommunityAmerica Financial Solutions, LLC06-05-2019
Jonathan Yakin FernandezFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2019
Lincoln Nathaniel HirschFidelity Brokerage Services LLCEdward Jones06-04-2019
Margaret Caroline AshFidelity Brokerage Services LLCUnionBanc Investment Services, LLC06-03-2019
Adrienne L StarkFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC05-31-2019
Michael Thomas TranFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-30-2019
Robert Kaigan MillerFidelity Brokerage Services LLCJ.P. Morgan Securities LLC05-29-2019
Todd John JohnsonFidelity Brokerage Services LLCVoya Financial Partners, LLC$2505-28-2019
Christopher Thomas Wheatley Jr.Fidelity Brokerage Services LLCMorgan Stanley05-28-2019
Warren Dean HaroldsenFidelity Brokerage Services LLCMorgan Stanley05-28-2019
Bradley S. Strong IIFidelity Brokerage Services LLCEdward Jones05-28-2019
Ashley J LaneFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Reed P CarmichaelFidelity Brokerage Services LLCJ.P. Morgan Securities LLC05-22-2019
Haillie Kay ChurchFidelity Brokerage Services LLCThe Connemara Group, LLC05-21-2019
Melinda BastianFidelity Brokerage Services LLCE*TRADE Securities LLC05-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.