Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven A BellogFidelity Brokerage Services LLCMorgan Stanley03-19-2019
Michael Arthur NapierFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Matthew Christopher KulkaFidelity Brokerage Services LLCRoyal Alliance Associates, Inc.03-21-2019
Samual Lieu QuachFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-22-2019
Justin Thomas SheridanFidelity Brokerage Services LLCPruco Securities, LLC.03-22-2019
Sandra A SambitoFidelity Brokerage Services LLCAllstate Financial Services, LLC03-26-2019
Lauren Alyssa OzunaFidelity Brokerage Services LLCVita Intellectus, LLC03-26-2019
Lucia J MeyerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2019
Rolando M QuintanaFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Sarah ONeill WhiteFidelity Brokerage Services LLCUBS Financial Services Inc.03-29-2019
Ty Matthew WoodruffFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2019
William Allen DialFidelity Brokerage Services LLCEdward Jones04-01-2019
Gina Crosetto HurfordFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC$15004-02-2019
Christel SmitFidelity Brokerage Services LLCMorgan Stanley04-02-2019
Josh KistlerFidelity Brokerage Services LLCMML Investors Services, LLC04-02-2019
Gerard P BessetteFidelity Brokerage Services LLCTD Ameritrade, Inc.04-03-2019
Nicholas J KotkowskiFidelity Brokerage Services LLCEdward Jones04-03-2019
Katherine Maranda NashFidelity Brokerage Services LLCEdward Jones04-03-2019
Melissa A ValdFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC04-04-2019
Jennifer Elizabeth RiekFidelity Brokerage Services LLCCUNA Brokerage Services, Inc.04-05-2019
Adam Beckett KlopfensteinFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Joseph Andrew AbbottFidelity Brokerage Services LLCVanguard Marketing Corporation04-05-2019
Pigine A Braz ClarkFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2019
Andrew David GizinskiFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-09-2019
Marty D Mecham SrFidelity Brokerage Services LLCMorgan Stanley$10004-10-2019
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.