Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis Mendel KeeperFidelity Brokerage Services LLCUSAA Investment Services Company07-22-2019
Brannon Charles OzarkFidelity Brokerage Services LLCSymmetry Partners07-18-2019
Robert Allan RiegenFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Adam Christopher MackenzieFidelity Brokerage Services LLCTD Ameritrade, Inc.07-17-2019
David Alan LongFidelity Brokerage Services LLCOppenheimerFunds Distributor, Inc.07-17-2019
Heather Ann YearlyFidelity Brokerage Services LLCBB&T Securities, LLC07-16-2019
Jonathan S EdwardsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2019
Whitney Jill IbarraFidelity Brokerage Services LLCJ.P. Morgan Securities LLC07-16-2019
Andrew Martin DavisFidelity Brokerage Services LLCJ.P. Morgan Securities LLC07-12-2019
Sagar ShethFidelity Brokerage Services LLCMorgan Stanley07-11-2019
Seth A CranfillFidelity Brokerage Services LLCThrivent Investment Management Inc.07-10-2019
Deborah Clair MullenFidelity Brokerage Services LLCEquitable Advisors, LLC07-10-2019
Aaron Val NeuenswanderFidelity Brokerage Services LLCCetera Advisor Networks LLC07-10-2019
Blake Charles ThomasFidelity Brokerage Services LLCFirst Command Brokerage Services, Inc.07-08-2019
Raymond Douglas WongFidelity Brokerage Services LLCDunston Financial Group, LLC07-03-2019
Joseph Montgomery AllenFidelity Brokerage Services LLCTD Ameritrade, Inc.$17106-28-2019
Kristen Elizabeth MeahlFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Lizzu CastanedaFidelity Brokerage Services LLCMML Investors Services, LLC06-27-2019
Glen Matthew HamelFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.06-26-2019
Samuel Arthur TaylorFidelity Brokerage Services LLCE*TRADE Securities LLC06-25-2019
Jasmine Letriese SmallsFidelity Brokerage Services LLCJ.P. Morgan Securities LLC06-25-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.