Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Lynn PhippsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-23-2009
Fredric Raymond HoffmanFifth Third Securities, Inc.Securities America, Inc.$2502-23-2009
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.03-10-2009
Marc Evan ZellerFifth Third Securities, Inc.Foresters Financial Services, Inc.$5006-18-2009
Chad Nickolas LosonFifth Third Securities, Inc.UBS Financial Services Inc.06-22-2009
Stephen John TemmerFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.$15006-24-2009
Jason Todd RizzoFifth Third Securities, Inc.Chase Investment Services Corp.08-03-2009
Isac R. BushFifth Third Securities, Inc.Chase Investment Services Corp.08-17-2009
Robert Clement Dice IIIFifth Third Securities, Inc.Natcity Investments, Inc.08-28-2009
Toby Matthew WoloshanFifth Third Securities, Inc.The Huntington Investment Company09-03-2009
Jason Andrew ToshFifth Third Securities, Inc.Ameriprise Financial Services, Inc.09-09-2009
Ruben Zapata Jr.Fifth Third Securities, Inc.MetLife Securities Inc.10-05-2009
Ryan Anthony OberhausenFifth Third Securities, Inc.Cetera Investment Services LLC10-06-2009
Kenneth Joseph HeidelbergerFifth Third Securities, Inc.New England Securities10-12-2009
Bruce Allen Krarup Jr.Fifth Third Securities, Inc.Ameriprise Financial Services, Inc.10-14-2009
Stephen Edward KriseFifth Third Securities, Inc.Foresters Financial Services, Inc.10-19-2009
Auna Marie KuehnleFifth Third Securities, Inc.Natcity Investments, Inc.11-02-2009
Fallien E SchweinFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2009
Salvador BrisenoFifth Third Securities, Inc.Citigroup Global Markets Inc.11-16-2009
Sean Christopher PaddockFifth Third Securities, Inc.Chase Investment Services Corp.11-17-2009
Fredrick Spencer Brown Jr.Fifth Third Securities, Inc.OneAmerica Securities, Inc.11-30-2009
Laura Marie TiddFifth Third Securities, Inc.Key Investment Services LLC12-03-2009
Gaven A SmithFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-08-2009
Brian P. HoltzFifth Third Securities, Inc.Natcity Investments, Inc.12-10-2009
Steven Scott HowardFifth Third Securities, Inc.Citigroup Global Markets Inc.01-08-2010
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Showing 1 to 25 of 257 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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