Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Connette Shawn La LongFifth Third Securities, Inc.Chase Investment Services Corp.01-22-2009
William Bennett FinocchioFifth Third Securities, Inc.Ameriprise Financial Services, Inc.$10001-29-2009
John Joseph PearceFifth Third Securities, Inc.Natcity Investments, Inc.02-04-2009
John Charles TrappFifth Third Securities, Inc.Natcity Investments, Inc.02-19-2009
Fredric Raymond HoffmanFifth Third Securities, Inc.Securities America, Inc.$25002-23-2009
Adrian Lynn PhippsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50002-23-2009
Melody Ann JohnsonFifth Third Securities, Inc.MetLife Securities Inc.$10003-05-2009
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.$15003-10-2009
Milton Dennis FlanaganFifth Third Securities, Inc.Citigroup Global Markets Inc.$50003-13-2009
Michael J RogersFifth Third Securities, Inc.Chase Investment Services Corp.$10003-17-2009
Brandon S WilliamsonFifth Third Securities, Inc.Chase Investment Services Corp.03-24-2009
Andrew Kenneth SkinnerFifth Third Securities, Inc.Charles Schwab & Co., Inc.04-07-2009
Raymond William MeyerFifth Third Securities, Inc.Chase Investment Services Corp.$10004-13-2009
Timothy Allen KnapperFifth Third Securities, Inc.Citigroup Global Markets Inc.04-16-2009
Jeremy Lee DillonFifth Third Securities, Inc.Ameriprise Financial Services, Inc.04-16-2009
Alan Howard GrossmanFifth Third Securities, Inc.HSBC Securities (USA) Inc.$25004-17-2009
Sherri Renee RobinsonFifth Third Securities, Inc.Chase Investment Services Corp.$50005-06-2009
David Aaron RockwellFifth Third Securities, Inc.Comerica Securities$50005-06-2009
David Benjamin BiggerFifth Third Securities, Inc.Citigroup Global Markets Inc.05-08-2009
Thomas Henry DillonFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2009
Steven Todd HendersonFifth Third Securities, Inc.Chase Investment Services Corp.05-21-2009
Gregory Takashi BronerFifth Third Securities, Inc.Banc of America Investment Services, Inc.06-03-2009
Leslie Lyle Pincombe IIFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2009
Marc Evan ZellerFifth Third Securities, Inc.Foresters Financial Services, Inc.$50006-18-2009
Charles Warren SmithFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2009
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Showing 1 to 25 of 735 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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