Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron B. ReedFifth Third Securities, Inc.PNC Investments09-22-2016
Abby L RobertsonFifth Third Securities, Inc.J.P. Morgan Securities LLC12-09-2014
Adam Blake TylerFifth Third Securities, Inc.Signator Investors, Inc.05-11-2010
Adam R. SlosarFifth Third Securities, Inc.Chase Investment Services Corp.08-01-2011
Adam Zachary TaylorFifth Third Securities, Inc.PNC Investments01-05-2015
Adrian Lynn PhippsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-23-2009
Alain Bahram BrownFifth Third Securities, Inc.PNC Investments$1001-06-2015
Alex LindermanFifth Third Securities, Inc.PNC Investments02-06-2019
Alexander Bruce GourlayFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2012
Alissa Wilke WardFifth Third Securities, Inc.Raymond James & Associates, Inc.06-15-2015
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.03-10-2009
Andrew Fealy UchtmanFifth Third Securities, Inc.The Huntington Investment Company10-03-2011
Andrew J. FishpawFifth Third Securities, Inc.Chase Investment Services Corp.11-30-2010
Angelica V. VukobratovichFifth Third Securities, Inc.Cetera Investment Services LLC$1006-04-2019
Anthony Attila GacsFifth Third Securities, Inc.Ausdal Financial Partners, Inc.$1006-10-2019
Antonio L. CilloFifth Third Securities, Inc.GWFS Equities, Inc.04-06-2016
April Vincent SmithFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-12-2018
Ashley Corbin DentFifth Third Securities, Inc.SunTrust Investment Services, Inc.02-12-2018
Auna Marie KuehnleFifth Third Securities, Inc.Natcity Investments, Inc.11-02-2009
Aurelio John ReyesFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Barry Whitmore CroteauFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC06-28-2010
Benjamin Hollis KnoxFifth Third Securities, Inc.Morgan Stanley$5001-22-2013
Benjamin Ryan McConnellFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Bethany Dawn ConradFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.08-30-2016
Bradley Dean RecknagelFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2018
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Showing 1 to 25 of 258 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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