Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron B. ReedFifth Third Securities, Inc.PNC Investments09-22-2016
Aaron Chaim LupuloffFifth Third Securities, Inc.Sterne, Agee & Leach, Inc.$10005-05-2015
Aaron David SchmiedelFifth Third Securities, Inc.Harbour Wealth Partners, Inc.03-14-2016
Aaron R. KowalskiFifth Third Securities, Inc.J.P. Morgan Securities LLC03-10-2015
Abby L RobertsonFifth Third Securities, Inc.J.P. Morgan Securities LLC12-09-2014
Adam B. MayfieldFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-21-2013
Adam Blake BanksFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Adam Blake TylerFifth Third Securities, Inc.Signator Investors, Inc.05-11-2010
Adam BrentlingerFifth Third Securities, Inc.MML Investors Services, LLC02-03-2014
Adam Martin HeckmanFifth Third Securities, Inc.J.P. Morgan Securities LLC08-03-2016
Adam Michael HextellFifth Third Securities, Inc.Pruco Securities, LLC.07-20-2020
Adam P. SmithFifth Third Securities, Inc.J.P. Morgan Securities LLC02-13-2015
Adam P. SmithFifth Third Securities, Inc.Chase Investment Services Corp.05-18-2010
Adam R. SlosarFifth Third Securities, Inc.Chase Investment Services Corp.08-01-2011
Adam Shane BreazealeFifth Third Securities, Inc.CUNA Brokerage Services, Inc.12-13-2017
Adam Zachary TaylorFifth Third Securities, Inc.PNC Investments01-05-2015
Adamo Stephen CalistriFifth Third Securities, Inc.Morgan Stanley02-06-2012
Adrian Lynn PhippsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-23-2009
Ahmet KildisFifth Third Securities, Inc.SunTrust Advisory Services, Inc.$5005-04-2018
Alain Bahram BrownFifth Third Securities, Inc.PNC Investments$1001-06-2015
Alan Howard GrossmanFifth Third Securities, Inc.HSBC Securities (USA) Inc.$2504-17-2009
Alan Roger WirgauFifth Third Securities, Inc.PNC Investments06-09-2015
Alan William BaumanFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.03-11-2014
Alex Leigh SemonFifth Third Securities, Inc.PNC Investments05-01-2015
Alex LindermanFifth Third Securities, Inc.PNC Investments02-06-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.