Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew C MoceriFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Hope LandgraffFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-15-2019
Jeanne Marie GrillFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$1002-08-2019
James William JonesFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC01-24-2019
John H. ShankFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC10-15-2018
Benjamin Ryan McConnellFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-13-2018
April Vincent SmithFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-12-2018
Katherine Carrowon BooneFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC01-02-2018
Kendall Marie Vander MeulenFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC11-10-2017
David Raymond SniderFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Douglas J. PhillipsFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-03-2017
Marc Joseph HollendonerFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$2505-26-2015
Joseph Anthony LopardiFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$5005-07-2015
Maggie Margret QuickFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$1006-27-2013
Souheil Hassib ChalhoubFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC06-11-2012
Lisabeth Beth ThiessenFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC03-19-2012
Michael David SmithFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC03-09-2012
Barry Whitmore CroteauFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC06-28-2010
Keith William PhilippiFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC03-29-2010

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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