Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Muna Kham YousifFifth Third Securities, Inc.J.P. Morgan Securities LLC12-19-2019
Mitchell F. KlinskyFifth Third Securities, Inc.CUNA Brokerage Services, Inc.11-08-2019
Stephen Thomas KlawitterFifth Third Securities, Inc.Interactive Brokers LLC10-23-2019
Joseph Anthony AngelFifth Third Securities, Inc.Wintrust Investments LLC10-02-2019
Matthew Meyer OrdwayFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.09-19-2019
Mark James RamsethFifth Third Securities, Inc.Charles Schwab & Co., Inc.09-19-2019
Melvin LubelskiFifth Third Securities, Inc.Cetera Investment Advisers LLC09-05-2019
Kaitlin Jean OchabFifth Third Securities, Inc.Morgan Stanley08-29-2019
Scott Charles PospisilFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Neal Robert GobyFifth Third Securities, Inc.Charles Schwab & Co., Inc.08-27-2019
Jonathan Erik JamesFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.07-25-2019
Cynthia M. WaltersFifth Third Securities, Inc.LPL Financial LLC07-16-2019
Anthony Attila GacsFifth Third Securities, Inc.Ausdal Financial Partners, Inc.$1006-10-2019
David Sheldon WellsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Kevin Robert OsbornFifth Third Securities, Inc.Cetera Investment Advisers LLC06-04-2019
Angelica V. VukobratovichFifth Third Securities, Inc.Cetera Investment Services LLC$1006-04-2019
Jonathan Eugene PattersonFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
Paul William MozisFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Marion John CharickiFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Shahzad ShamsuddinFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Lori Jane GalbraithFifth Third Securities, Inc.LPL Financial LLC05-29-2019
Tawfiq FarrajFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2019
Patrick Edward NewmanFifth Third Securities, Inc.J.P. Morgan Securities LLC03-27-2019
Christopher Matthew JordanFifth Third Securities, Inc.J.P. Morgan Securities LLC03-13-2019
Paula L. SheffieldFifth Third Securities, Inc.J.P. Morgan Securities LLC01-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.