Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Lynn MedlinFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2020
Bryan Richard WeismanFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2020
Tyler LarochelleFifth Third Securities, Inc.Northwestern Mutual Investment Services, LLC01-23-2020
Andres SalamancaFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2019
Joseph Lamont WilliamsFifth Third Securities, Inc.Global Retirement Partners LLC$1011-22-2019
Kelly Sue CavanaughFifth Third Securities, Inc.LPL Financial LLC05-30-2019
Corey James CordrayFifth Third Securities, Inc.J.P. Morgan Securities LLC02-11-2019
John H. ShankFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC10-15-2018
Pauline Arlene PetruchFifth Third Securities, Inc.CUNA Brokerage Services, Inc.07-31-2018
Benjamin Ryan McConnellFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Michelle Ann RozyckiFifth Third Securities, Inc.Scottrade, Inc.05-17-2018
Donna C. CaprettiFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.03-22-2018
Frank CiaccioFifth Third Securities, Inc.Fifth Third Securities, Inc.03-19-2018
Daniel Clay Quinn Jr.Fifth Third Securities, Inc.BB&T Investment Services, Inc.07-25-2017
Timothy Guy WoosterFifth Third Securities, Inc.PNC Investments06-27-2017
Peter NikolovskiFifth Third Securities, Inc.Fifth Third Securities, Inc.05-12-2017
Casimer John KrollFifth Third Securities, Inc.PNC Investments04-26-2017
Daniel Matthew ScottFifth Third Securities, Inc.PNC Investments04-13-2017
Matthew Ryan BrinkmannFifth Third Securities, Inc.CUNA Brokerage Services, Inc.04-04-2017
Allison M. SiegelFifth Third Securities, Inc.PNC Investments12-02-2016
Jeffrey Joseph MooreFifth Third Securities, Inc.Raymond James Financial Services, Inc.09-09-2016
Matthew Aaron FrischeFifth Third Securities, Inc.Foresters Financial Services, Inc.08-19-2016
Jeffrey Joel OchsFifth Third Securities, Inc.Fifth Third Securities, Inc.07-25-2016
Matthew James RussellFifth Third Securities, Inc.Edward Jones06-29-2016
Mark Allen MathleyFifth Third Securities, Inc.J.P. Morgan Securities LLC04-06-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.