Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex LindermanFifth Third Securities, Inc.PNC Investments02-06-2019
Bethany Dawn ConradFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.08-30-2016
Christopher J. MaggardFifth Third Securities, Inc.J.P. Morgan Securities LLC03-09-2015
Edward Tyler EnglerFifth Third Securities, Inc.J.P. Morgan Securities LLC$15008-03-2016
Eric Jason WarrenFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2014
Jaime Marie PylesFifth Third Securities, Inc.J.J.B. Hilliard, W.L. Lyons, LLC07-02-2012
James Matthew CooperFifth Third Securities, Inc.PNC Investments$1002-03-2010
Jessica L. LucasFifth Third Securities, Inc.PNC Investments08-09-2010
Julio Vincent DriggsFifth Third Securities, Inc.PNC Investments05-31-2017
Kelly Meyers MalatestaFifth Third Securities, Inc.Edward Jones12-21-2015
Matthew Todd ThompsonFifth Third Securities, Inc.PNC Investments08-07-2013
Michael C. Harned Jr.Fifth Third Securities, Inc.PNC Investments06-14-2017
Michael S. SteffenFifth Third Securities, Inc.TD Ameritrade Investment Management, LLC04-05-2011
Nathan W. RainboltFifth Third Securities, Inc.LPL Financial LLC$10011-30-2017
Patricia Rae WynneFifth Third Securities, Inc.PNC Investments$2503-14-2014
Robert Logan SwietermanFifth Third Securities, Inc.Scottrade, Inc.09-25-2015
Ryan Anthony OberhausenFifth Third Securities, Inc.Cetera Investment Services LLC10-06-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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