Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.$15003-10-2009
Isac R BushFifth Third Securities, Inc.Chase Investment Services Corp.08-17-2009
Auna M KuehnleFifth Third Securities, Inc.Natcity Investments, Inc.11-02-2009
Fallien E SchweinFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2009
Fredrick Spencer Brown JrFifth Third Securities, Inc.OneAmerica Securities, Inc.11-30-2009
Michael Eric PuvalowskiFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2010
Adam Blake TylerFifth Third Securities, Inc.Signator Investors, Inc.05-11-2010
Lisa Elaine BennettFifth Third Securities, Inc.PNC Investments09-01-2010
Robert Wylie GoffFifth Third Securities, Inc.LPL Financial LLC09-13-2010
Todd M HorvathFifth Third Securities, Inc.Chase Investment Services Corp.11-10-2010
Rahim Sadruddin PatelFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.11-29-2010
Michelle Ann BurchFifth Third Securities, Inc.Raymond James Financial Services, Inc.02-27-2011
Gregg Glenn EicholtzFifth Third Securities, Inc.LPL Financial LLC06-13-2011
Adam R SlosarFifth Third Securities, Inc.Chase Investment Services Corp.08-01-2011
Kelly Ann LiebbeFifth Third Securities, Inc.Infinex Investments, Inc.08-08-2011
Hans William MathiakFifth Third Securities, Inc.J.P. Morgan Securities LLC$5010-02-2012
Dennis Stefan GlosikFifth Third Securities, Inc.The Huntington Investment Company12-07-2012
Roger Anthony SiegelFifth Third Securities, Inc.PNC Investments04-03-2014
Brian Kenneth LafaveFifth Third Securities, Inc.PNC Investments04-25-2014
James Roy OverbeckFifth Third Securities, Inc.J.P. Morgan Securities LLC$15005-19-2014
Kurtis Wade AbrahamFifth Third Securities, Inc.PNC Investments11-05-2014
Denise Ann SwiatlowskiFifth Third Securities, Inc.PNC Investments05-05-2015
Rachell Danielle BlanchardFifth Third Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC$15005-19-2015
Gregory M ZelskiFifth Third Securities, Inc.PNC Investments06-12-2015
Richard Joseph McGowan JrFifth Third Securities, Inc.CUNA Brokerage Services, Inc.01-21-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.