Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Charles Warren Smith | Fifth Third Securities, Inc. | SunTrust Investment Services, Inc. | — | 04-01-2019 |
| Ernest William Ross III | Fifth Third Securities, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-23-2017 |
| Frederick Perry Turner | Fifth Third Securities, Inc. | First Citizens Investor Services, Inc. | — | 10-13-2016 |
| James Curtis Baker | Fifth Third Securities, Inc. | Scott & Stringfellow, LLC | — | 07-26-2012 |
| Jeff Joseph Cashin | Fifth Third Securities, Inc. | First Citizens Investor Services, Inc. | — | 02-08-2013 |
| Joseph Anthony Lopardi | Fifth Third Securities, Inc. | Wells Fargo Clearing Services, LLC | $50 | 05-07-2015 |
| Joshua P Hodge | Fifth Third Securities, Inc. | Charles Schwab & Co., Inc. | — | 07-18-2019 |
| Katherine Carrowon Boone | Fifth Third Securities, Inc. | Wells Fargo Clearing Services, LLC | — | 01-02-2018 |
| Lisabeth Beth Thiessen | Fifth Third Securities, Inc. | Wells Fargo Clearing Services, LLC | — | 03-19-2012 |
| Lori Jeanne Taylor | Fifth Third Securities, Inc. | SunTrust Investment Services, Inc. | $25 | 01-15-2015 |
| Marc Evan Zeller | Fifth Third Securities, Inc. | Foresters Financial Services, Inc. | $50 | 06-18-2009 |
| Michael David Smith | Fifth Third Securities, Inc. | Wells Fargo Clearing Services, LLC | — | 03-09-2012 |
| Michael Steven Ames | Fifth Third Securities, Inc. | SunTrust Investment Services, Inc. | — | 03-31-2015 |
| Rosalie Ann Marsocci | Fifth Third Securities, Inc. | Allstate Financial Services, LLC | — | 02-07-2017 |
| Stephen Edward Krise | Fifth Third Securities, Inc. | Foresters Financial Services, Inc. | — | 10-19-2009 |
| Travis J. Harris | Fifth Third Securities, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-23-2015 |
| William Edward Williams Jr. | Fifth Third Securities, Inc. | First Citizens Investor Services, Inc. | — | 10-19-2018 |
Showing 1 to 17 of 17 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
