Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Wesley LowellFifth Third Securities, Inc.Capital Analysts$109-14-2018
Matthew Glen MartinFifth Third Securities, Inc.Key Investment Services LLC05-30-2018
Christopher M EatonFifth Third Securities, Inc.LPL Financial LLC02-15-2018
David Clements ParkerFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-08-2017
Justin D BlackFifth Third Securities, Inc.Fidelity Brokerage Services LLC$5011-30-2017
Chad Russell BalhoffFifth Third Securities, Inc.Citizens Securities, Inc.$15010-27-2017
Daniel Kenneth MidgleyFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.07-28-2017
Denes Joseph Chapo IIIFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$5007-28-2017
Ivan UskokovicFifth Third Securities, Inc.PNC Investments$106-14-2017
Susanne Marie SwansonFifth Third Securities, Inc.PNC Investments06-08-2017
Brian Louis ProseFifth Third Securities, Inc.PNC Investments05-09-2017
Lisa Michelle VincentFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-06-2016
Eric Daniel GraberFifth Third Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC11-22-2016
Christopher Howard Allen StameyFifth Third Securities, Inc.Key Investment Services LLC10-28-2016
Aaron Bruce ReedFifth Third Securities, Inc.PNC Investments09-22-2016
Shannon Jo BauerFifth Third Securities, Inc.WesBanco Securities, Inc.09-07-2016
Beth Ellen MontgomeryFifth Third Securities, Inc.J.P. Morgan Securities LLC08-03-2016
Mark John PoseyFifth Third Securities, Inc.Infinex Investments, Inc.08-02-2016
Pamela Kay BartlettFifth Third Securities, Inc.Key Investment Services LLC07-28-2016
Patrick William HarringtonFifth Third Securities, Inc.Ameritas Investment Corp.06-28-2016
Theodore Scott AlexanderFifth Third Securities, Inc.CUSO Financial Services, L.P.06-21-2016
Shawn Michael Wolf-LewisFifth Third Securities, Inc.Edward Jones04-19-2016
Crystal J RardonFifth Third Securities, Inc.Key Investment Services LLC04-13-2016
Bradley David RobertsFifth Third Securities, Inc.MML Investors Services, LLC04-05-2016
Michael James CasonFifth Third Securities, Inc.PNC Investments$15003-16-2016
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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