Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarrett P. MehalikFifth Third Securities, Inc.Ameriprise Financial Services, Inc.04-03-2014
Bruce Allen Krarup Jr.Fifth Third Securities, Inc.Ameriprise Financial Services, Inc.10-14-2009
Patrick William HarringtonFifth Third Securities, Inc.Ameritas Investment Corp.06-28-2016
Laura A. DuncilFifth Third Securities, Inc.Chase Investment Services Corp.07-13-2011
Andrew J. FishpawFifth Third Securities, Inc.Chase Investment Services Corp.11-30-2010
Caleb Dwight La CourseFifth Third Securities, Inc.Chase Investment Services Corp.05-25-2010
Rita Joanne CornettFifth Third Securities, Inc.Chase Investment Services Corp.04-23-2010
Sean Christopher PaddockFifth Third Securities, Inc.Chase Investment Services Corp.11-17-2009
Jason Todd RizzoFifth Third Securities, Inc.Chase Investment Services Corp.08-03-2009
Lester Earl WareFifth Third Securities, Inc.Citizens Securities, Inc.05-31-2019
Joshua Patrick MarvinFifth Third Securities, Inc.Citizens Securities, Inc.05-22-2019
Chad Russell BalhoffFifth Third Securities, Inc.Citizens Securities, Inc.10-27-2017
Christopher David HoltFifth Third Securities, Inc.ClearArc Capital, Inc.05-10-2012
Philip Matthew WeberFifth Third Securities, Inc.Fidelity Brokerage Services LLC04-22-2019
David Clements ParkerFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-08-2017
Justin D BlackFifth Third Securities, Inc.Fidelity Brokerage Services LLC$5011-30-2017
Stephanie Lynn Sketch-DurrFifth Third Securities, Inc.Fidelity Brokerage Services LLC03-19-2013
Michael Patrick KingFifth Third Securities, Inc.Fidelity Brokerage Services LLC03-04-2013
Gaven A SmithFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-08-2009
Mark John PoseyFifth Third Securities, Inc.Infinex Investments, Inc.08-02-2016
Michael Paul SmithFifth Third Securities, Inc.INVEST Financial Corporation$10006-25-2012
Steven Larrence Stemick IIFifth Third Securities, Inc.J.P. Morgan Securities LLC09-25-2015
Abby L RobertsonFifth Third Securities, Inc.J.P. Morgan Securities LLC12-09-2014
Derrick J. CopeFifth Third Securities, Inc.J.P. Morgan Securities LLC09-11-2014
Matthew Glen MartinFifth Third Securities, Inc.Key Investment Services LLC05-30-2018
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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