Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Richard WeismanFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2020
Brian S. AdamsFifth Third Securities, Inc.The Huntington Investment Company12-12-2019
Samuel Alejandro RamirezFifth Third Securities, Inc.The Huntington Investment Company11-15-2019
Brian JohnsonFifth Third Securities, Inc.Citizens Securities, Inc.$15011-06-2019
Chad Lee UlmerFifth Third Securities, Inc.Key Investment Services LLC10-31-2019
Tyler P. SeidlFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Cheryl L GillFifth Third Securities, Inc.Citizens Securities, Inc.08-13-2019
Lester Earl WareFifth Third Securities, Inc.Citizens Securities, Inc.05-31-2019
Joshua Patrick MarvinFifth Third Securities, Inc.Citizens Securities, Inc.05-22-2019
Lorenzo AtkinsFifth Third Securities, Inc.The Huntington Investment Company04-29-2019
Denis KazalacFifth Third Securities, Inc.Citizens Securities, Inc.04-26-2019
Philip Matthew WeberFifth Third Securities, Inc.Fidelity Personal and Workplace Advisors04-22-2019
David Allen TheissFifth Third Securities, Inc.MML Investors Services, LLC10-10-2018
Matthew Wesley LowellFifth Third Securities, Inc.Capital Analysts$10009-14-2018
Sarah Elizabeth CooperFifth Third Securities, Inc.J.P. Morgan Securities LLC08-29-2018
Christine Miranda SchaubFifth Third Securities, Inc.J.P. Morgan Securities LLC$15006-19-2018
Matthew Glen MartinFifth Third Securities, Inc.Key Investment Services LLC05-30-2018
Zachary David MillerFifth Third Securities, Inc.The Huntington Investment Company05-24-2018
David Wayne PleissFifth Third Securities, Inc.LPL Financial LLC04-16-2018
David Lawrence BaileyFifth Third Securities, Inc.Scottrade, Inc.03-14-2018
Erin E. AdamsFifth Third Securities, Inc.UBS Financial Services Inc.02-26-2018
Christopher M. EatonFifth Third Securities, Inc.LPL Financial LLC02-15-2018
Michael P. JonesFifth Third Securities, Inc.MML Investors Services, LLC12-21-2017
David Clements ParkerFifth Third Securities, Inc.Strategic Advisers LLC12-08-2017
Justin D BlackFifth Third Securities, Inc.Strategic Advisers LLC$50011-30-2017
Next Page »

Showing 1 to 25 of 175 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.