Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lester Earl WareFifth Third Securities, Inc.Citizens Securities, Inc.05-31-2019
Joshua Patrick MarvinFifth Third Securities, Inc.Citizens Securities, Inc.05-22-2019
Philip Matthew WeberFifth Third Securities, Inc.Fidelity Brokerage Services LLC04-22-2019
David Allen TheissFifth Third Securities, Inc.MML Investors Services, LLC10-10-2018
Matthew Glen MartinFifth Third Securities, Inc.Key Investment Services LLC05-30-2018
Christopher M. EatonFifth Third Securities, Inc.LPL Financial LLC02-15-2018
David Clements ParkerFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-08-2017
Justin D BlackFifth Third Securities, Inc.Fidelity Brokerage Services LLC$5011-30-2017
Chad Russell BalhoffFifth Third Securities, Inc.Citizens Securities, Inc.10-27-2017
Kevin James HuebschmanFifth Third Securities, Inc.PNC Investments10-18-2017
Denes Joseph Chapo IIIFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$5007-28-2017
Daniel Kenneth MidgleyFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.07-28-2017
Ivan UskokovicFifth Third Securities, Inc.PNC Investments06-14-2017
Susanne Marie SwansonFifth Third Securities, Inc.PNC Investments06-08-2017
Christopher H. StameyFifth Third Securities, Inc.Key Investment Services LLC10-28-2016
Aaron B. ReedFifth Third Securities, Inc.PNC Investments09-22-2016
Shannon J. BauerFifth Third Securities, Inc.WesBanco Securities, Inc.09-07-2016
Mark John PoseyFifth Third Securities, Inc.Infinex Investments, Inc.08-02-2016
Patrick William HarringtonFifth Third Securities, Inc.Ameritas Investment Corp.06-28-2016
Daryl James EvansFifth Third Securities, Inc.Morgan Stanley10-21-2015
Steven Larrence Stemick IIFifth Third Securities, Inc.J.P. Morgan Securities LLC09-25-2015
Bradley Joseph CooperFifth Third Securities, Inc.Northwestern Mutual Investment Services, LLC07-30-2015
Nicholas Nolen BradleyFifth Third Securities, Inc.PNC Investments01-29-2015
Abby L RobertsonFifth Third Securities, Inc.J.P. Morgan Securities LLC12-09-2014
Kasey Ann MohrFifth Third Securities, Inc.PFS Investments Inc.09-18-2014
Next Page »

Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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