Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Lynn PhippsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2009
Jason Todd RizzoFifth Third Securities, Inc.Chase Investment Services Corp.08-03-2009
Robert Clement Dice IIIFifth Third Securities, Inc.Natcity Investments, Inc.08-28-2009
Toby Matthew WoloshanFifth Third Securities, Inc.The Huntington Investment Company09-03-2009
Bruce Allen Krarup JrFifth Third Securities, Inc.Ameriprise Financial Services, LLC10-14-2009
Sean Christopher PaddockFifth Third Securities, Inc.Chase Investment Services Corp.11-17-2009
Laura Marie TiddFifth Third Securities, Inc.Key Investment Services LLC12-03-2009
Gaven A SmithFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-08-2009
Brian P HoltzFifth Third Securities, Inc.Natcity Investments, Inc.12-10-2009
Valarie Renee KaneyFifth Third Securities, Inc.Key Investment Services LLC02-05-2010
James Joseph PowersFifth Third Securities, Inc.The Huntington Investment Company04-05-2010
Rita Joanne CornettFifth Third Securities, Inc.Chase Investment Services Corp.04-23-2010
Caleb Dwight La CourseFifth Third Securities, Inc.Chase Investment Services Corp.05-25-2010
Steven Anthony DudleyFifth Third Securities, Inc.PNC Investments07-10-2010
Paul Roy WebberFifth Third Securities, Inc.ALPS Portfolio Solutions Distributor, Inc.$1,00008-16-2010
Justin Nicholas JamesFifth Third Securities, Inc.The Huntington Investment Company10-01-2010
David Robert JunkerFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$10012-06-2010
Priscilla D MooreFifth Third Securities, Inc.Chase Investment Services Corp.04-06-2011
Laura A DuncilFifth Third Securities, Inc.Chase Investment Services Corp.07-13-2011
Kevin Charles KozlowskiFifth Third Securities, Inc.PNC Investments11-17-2011
Feraas Isa SuleymanFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$10001-03-2012
Nathaniel Aaron AbneyFifth Third Securities, Inc.Key Investment Services LLC05-10-2012
Eric Thomas SaddlerFifth Third Securities, Inc.Key Investment Services LLC06-14-2012
Michael Paul SmithFifth Third Securities, Inc.INVEST Financial Corporation06-25-2012
Jeremy Christopher GatesFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$2509-07-2012
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.