Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron B. ReedFifth Third Securities, Inc.PNC Investments09-22-2016
Abby L RobertsonFifth Third Securities, Inc.J.P. Morgan Securities LLC12-09-2014
Adrian Lynn PhippsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-23-2009
Andrew Fealy UchtmanFifth Third Securities, Inc.The Huntington Investment Company10-03-2011
Andrew J. FishpawFifth Third Securities, Inc.Chase Investment Services Corp.11-30-2010
Bradley Joseph CooperFifth Third Securities, Inc.Northwestern Mutual Investment Services, LLC07-30-2015
Brian P. HoltzFifth Third Securities, Inc.Natcity Investments, Inc.12-10-2009
Bruce Allen Krarup Jr.Fifth Third Securities, Inc.Ameriprise Financial Services, Inc.10-14-2009
Caleb Dwight La CourseFifth Third Securities, Inc.Chase Investment Services Corp.05-25-2010
Chad Russell BalhoffFifth Third Securities, Inc.Citizens Securities, Inc.10-27-2017
Christopher David HoltFifth Third Securities, Inc.ClearArc Capital, Inc.05-10-2012
Christopher H. StameyFifth Third Securities, Inc.Key Investment Services LLC10-28-2016
Christopher M. EatonFifth Third Securities, Inc.LPL Financial LLC02-15-2018
Daniel Kenneth MidgleyFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.07-28-2017
Daniel Peter O'SullivanFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-06-2012
Daryl James EvansFifth Third Securities, Inc.Morgan Stanley10-21-2015
David Allen TheissFifth Third Securities, Inc.MML Investors Services, LLC10-10-2018
David Clements ParkerFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-08-2017
David Robert JunkerFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.12-06-2010
Denes Joseph Chapo IIIFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$5007-28-2017
Derrick J. CopeFifth Third Securities, Inc.J.P. Morgan Securities LLC09-11-2014
Eric Thomas SaddlerFifth Third Securities, Inc.Key Investment Services LLC06-14-2012
Feraas Isa SuleymanFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$5001-03-2012
Gaven A SmithFifth Third Securities, Inc.Fidelity Brokerage Services LLC12-08-2009
Ivan UskokovicFifth Third Securities, Inc.PNC Investments06-14-2017
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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