Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Matthew WeberFifth Third Securities, Inc.Fidelity Brokerage Services LLC04-22-2019
Rita Joanne CornettFifth Third Securities, Inc.Chase Investment Services Corp.04-23-2010
Robert Clement Dice IIIFifth Third Securities, Inc.Natcity Investments, Inc.08-28-2009
Sean Christopher PaddockFifth Third Securities, Inc.Chase Investment Services Corp.11-17-2009
Seth Vaughn HargroveFifth Third Securities, Inc.OneAmerica Securities, Inc.01-14-2014
Shannon J. BauerFifth Third Securities, Inc.WesBanco Securities, Inc.09-07-2016
Souheil Hassib ChalhoubFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC06-11-2012
Stephanie Lynn Sketch-DurrFifth Third Securities, Inc.Fidelity Brokerage Services LLC03-19-2013
Steven Anthony DudleyFifth Third Securities, Inc.PNC Investments07-10-2010
Steven Larrence Stemick IIFifth Third Securities, Inc.J.P. Morgan Securities LLC09-25-2015
Susanne Marie SwansonFifth Third Securities, Inc.PNC Investments06-08-2017
Thomas Michael WisemanFifth Third Securities, Inc.W&S Brokerage Services, Inc.08-06-2012
Toby Matthew WoloshanFifth Third Securities, Inc.The Huntington Investment Company09-03-2009
Valarie Renee KaneyFifth Third Securities, Inc.Key Investment Services LLC02-05-2010
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Showing 51 to 64 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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