Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justine Elise GidaroFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.08-08-2013
Mark Lloyd HigginbothamFinancial Engines Advisors L.L.C.E*TRADE Securities LLC01-05-2017
Richard Francis DonnellyFinancial Engines Advisors L.L.C.BancWest Investment Services, Inc.02-24-2017
Anthony Loyola MastersonFinancial Engines Advisors L.L.C.TD Ameritrade, Inc.05-04-2017
Michael George RichardsonFinancial Engines Advisors L.L.C.Comerica Securities06-15-2017
Brad Michael MaurerFinancial Engines Advisors L.L.C.BancWest Investment Services, Inc.12-01-2017
Ho Young LeeFinancial Engines Advisors L.L.C.Edward Jones01-22-2020
Levi Glade LarsenFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.02-21-2020

Showing 1 to 8 of 8 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.