Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ruth Elaine SullyFinancial Engines Advisors L.L.C.EF Legacy Securities, LLC11-02-2018
Aura Lewanna CarmiFinancial Engines Advisors L.L.C.EF Legacy Securities, LLC11-01-2018
Lance Joseph BlountFinancial Engines Advisors L.L.C.EF Legacy Securities, LLC11-01-2018
Brad Michael MaurerFinancial Engines Advisors L.L.C.BancWest Investment Services, Inc.12-01-2017
Richard Francis DonnellyFinancial Engines Advisors L.L.C.BancWest Investment Services, Inc.02-24-2017
Mark Lloyd HigginbothamFinancial Engines Advisors L.L.C.E*TRADE Securities LLC01-05-2017
Eric Martin PetersonFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Gary Ernest MillsFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Phillip Back WeinsteinFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Peggy Joanne MurphyFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
James Joseph FurlongFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Paul James RubackaFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
John Emerson CareyFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Frederick Gerard FerraraFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Andrew Scott HedrickFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Harry Keller BermanFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Thomas Scott WolfordFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Douglas Alan ErbertFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Shawn David KellerFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Donald Gerard BertrandFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Christopher Edward BaschFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Gary Lee BussingFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Christopher Wayne FergusonFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Jimmie Marlin Collicott Jr.Financial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Giacomo ManninoFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Next Page »

Showing 1 to 25 of 94 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.