Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Pershing Sayers IIIFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Austin Maximilan KoneckeFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Norman Steven ThomsonFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
John Clinton VuFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Kurt David BalderstonFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Thomas Andrew NemecFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Josh Douglas HederickFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Douglas Michael ClarkFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Kelly Elizabeth Van DeusenFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Jared Hendrik CopingaFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Thomas Francis BoselliFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Kristopher Rostern NuttallFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Clark Stevens GayFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Nelson Page Brown IVFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Salvatore Antonino MazzolaFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Gerald CiciarelliFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Daniel Scott HendersonFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Sean Thomas O'BannonFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Shawn Edward McCutchanFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Jeffrey Garth CramFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
William Andrew OdonnellFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Matthew James KitzmanFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Ryan Michael SullivanFinancial Engines Advisors L.L.C.The Mutual Fund Store11-30-2016
Jason Brady DixonFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
Chad Nathaniel ErnzenFinancial Engines Advisors L.L.C.FINANCIAL ENGINES ADVISOR CENTER, LLC11-30-2016
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Showing 26 to 50 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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