Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Edward HokeFirst Allied Securities, Inc.1st Discount Brokerage, Inc.$5007-17-2012
John Edward FlemingFirst Allied Securities, Inc.1st Global Capital Corp.01-28-2016
Eugene O'BrienFirst Allied Securities, Inc.1st Global Capital Corp.12-19-2012
James R. LapiedraFirst Allied Securities, Inc.1st Global Capital Corp.08-21-2009
Pieter Beekman VoorheesFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.12-18-2015
Dawn Moore TrammellFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.08-25-2015
Denise Gail HollandFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$1006-26-2015
Victoria Lee ArtelFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.12-22-2014
Jeffrey Steven SeltzerFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.12-22-2014
Lawrence Roger RiceFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.12-22-2014
Diane J. HartFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.06-24-2013
Michael Joseph AluottoFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$5009-21-2012
Walter Gary LangenhahnFirst Allied Securities, Inc.Ameritas Investment Corp.$15003-29-2010
Stephen Craig WilliamsFirst Allied Securities, Inc.AXA Advisors, LLC10-13-2015
Adam Michael JarochFirst Allied Securities, Inc.AXA Advisors, LLC11-24-2014
Mark M. BlackFirst Allied Securities, Inc.Cambridge Investment Research, Inc.$5006-16-2017
Victor SimonFirst Allied Securities, Inc.Capital Analysts$2501-02-2013
Brent Robert BroaddusFirst Allied Securities, Inc.Capital Growth Resources09-03-2009
Robert Steven WeissbeinFirst Allied Securities, Inc.Capital Guardian, LLC$2502-21-2014
Dustin S. TenbroeckFirst Allied Securities, Inc.CapLink Securities, Inc06-14-2012
Jeanine Marie BerattaFirst Allied Securities, Inc.Cetera Advisors LLC04-24-2019
Brice Ranier ThompsonFirst Allied Securities, Inc.Cetera Advisors LLC$5005-08-2018
Ralph Everett RolfeFirst Allied Securities, Inc.Cetera Advisors LLC$2501-03-2018
Gregory David MatsenFirst Allied Securities, Inc.Cetera Advisors LLC$1001-31-2014
Aaron AdcockFirst Allied Securities, Inc.Chase Investment Services Corp.01-16-2012
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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