Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert James Brasseur Jr.First Allied Securities, Inc.Berthel, Fisher & Company Financial Services, Inc.$5010-11-2019
Albert James Brasseur Jr.First Allied Securities, Inc.Berthel, Fisher & Company Financial Services, Inc.$5010-11-2019
Robert Allen DicolaFirst Allied Securities, Inc.SagePoint Financial, Inc.$1206-05-2019
Jeanine Marie BerattaFirst Allied Securities, Inc.Cetera Advisors LLC04-24-2019
Christian Blaze IuratoFirst Allied Securities, Inc.David Lerner Associates, Inc.02-21-2019
Timothy Ball MadisonFirst Allied Securities, Inc.Money Concepts Capital Corp$5012-04-2018
Landon Richard WieseFirst Allied Securities, Inc.Thrivent Investment Management Inc.11-02-2018
Kenda Kay PardyFirst Allied Securities, Inc.Client One Securities LLC09-25-2018
Gregory Gerard GeisFirst Allied Securities, Inc.Raymond James Financial Services, Inc.08-14-2018
Nicholas Paul AbbottFirst Allied Securities, Inc.Edward Jones08-03-2018
Brice Ranier ThompsonFirst Allied Securities, Inc.Cetera Advisors LLC$5005-08-2018
Whitney Mcguire McnicolFirst Allied Securities, Inc.Waddell & Reed01-08-2018
Ralph Everett RolfeFirst Allied Securities, Inc.Cetera Advisors LLC$2501-03-2018
Robert Stephen McDanielFirst Allied Securities, Inc.Morgan Stanley$4111-20-2017
Damon Robert BootesFirst Allied Securities, Inc.Waddell & Reed11-13-2017
Louis Grant BergamoFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC$1,00011-10-2017
Nicholas Allen Hudson CantrellFirst Allied Securities, Inc.CUSO Financial Services, L.P.11-09-2017
Rodney Charles BrooksFirst Allied Securities, Inc.LPL Financial LLC10-27-2017
Colette F. KnobelochFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC10-27-2017
Ryan Robert BlaisFirst Allied Securities, Inc.Goldman Sachs & Co.09-12-2017
Marc Roger VezinaFirst Allied Securities, Inc.Fidelity Investments Institutional Services Company, Inc.08-21-2017
Roger M SmithFirst Allied Securities, Inc.LPL Financial LLC$5007-07-2017
Mark M. BlackFirst Allied Securities, Inc.Cambridge Investment Research, Inc.$5006-16-2017
Martin Alexander TroianiFirst Allied Securities, Inc.Wells Fargo Clearing Services, LLC05-09-2017
John BallonFirst Allied Securities, Inc.Equity Services, Inc.$1005-03-2017
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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